Editors
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
Articles by Editors
Securities / Derivatives
CFFEX Adjusts Tick Size for Two-Year Government Bond Futures
23/10/2023
The change will help to better align with the cash market and help investors improve the precision of their hedging and other investment strategies, CFFEX said.
AML / KYC
FinCEN Issues Alert to Counter Hamas Financing Activities
23/10/2023
The alert contains red flags that FinCEN has identified to help detect, prevent, and report potential suspicious activity related to Hamas’ terrorist financing activity.
AML / KYC
Germany’s BaFin Fines Deutsche Bank for STR Filing Delays
23/10/2023
BaFin said Deutsche Bank submitted suspicious transaction reports to the FIU “with a delay”.
Crypto / Digital Assets
SC Malaysia Grants In-principle Approval to Digital Asset Custodian
22/10/2023
With a full licence expected within six months, Gambit Custody will become just the second firm with a digital asset custodian licence in Malaysia.
Crypto / Digital Assets
US SEC Drops Lawsuit Against Ripple Executives
22/10/2023
Analysts say the move will ultimately allow the SEC to appeal the court’s earlier decision about XRP not being a security sooner.
Enforcement
ASIC Bans Former PwC Partner Peter-John Collins for Eight Years
21/10/2023
ASIC said Peter-John Collins is “not a fit and proper person” and that preventing him from working in the financial services industry was “in the public interest”.
Singapore’s DBS Experiences Digital Payment Service Disruption
21/10/2023
The 20 October disruption to the bank’s PayLah service came less than a week after a weekend outage that lasted more than 12 hours.
Sanctions
US Treasury Announces Easing of Venezuela Sanctions
21/10/2023
A six-month general licence allows the production, sale and export of Venezuela’s oil and gas, without limitations on customers or destinations.
Fintech / Regtech
Taiwan FSC Issues New Guidelines for P2P Lending Platforms
20/10/2023
P2P platform operators have to implement six risk control mechanisms, including a real-name account system and arrangements for segregating customer funds.
Capital / Liquidity
RBNZ to Amend ESAS Access Policy, Eligibility Criteria
20/10/2023
RBNZ consultation revealed “considerable demand” for access to ESAS by non-banks for payments and settlements, access to HQLA, and interest income.
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