Articles by Editors, Regulation Asia
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54Asia-PacificMoody’s Upgrades Vietnamese Banks on Improved Asset Quality
April 9, 2018Asia Commercial Bank shows improvement since imprisonment of former vice chairman for fraud, tax evasion and illegal trade.
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43Asia-PacificBursa Malaysia Enhances Collective Investment Rules
April 7, 2018Unit holder protections, corporate governance, disclosure quality to be enhanced; applicable to REITs, ETFs, closed-end funds.
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63InternationalIOSCO Issues Corporate Bond Transparency Recommendations
April 7, 2018Better access to information will aid regulator functions, enhance cross-border information sharing, enable better informed investment decisions, boost market liquidity.
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36Australia & NZASIC Updates Client Money Guidance as New Restrictions Take Effect
April 6, 2018Licensees may not use OTC derivative client money for own obligations, working capital; new reporting requirements to increase transparency on client money...
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44KoreaFSS Confirms Former Chief’s Role in Hana Bank Hiring Scandal
April 6, 2018Hana Financial Group chairman and KEB Hana Bank president also tied to illegal hiring of 32 employees in 2013.
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37Australia & NZExecutive Remuneration Practices Need Improvement – APRA
April 5, 2018APRA review of executive remuneration frameworks at twelve financial institutions found remuneration structures do not encourage behaviour focused on risk management or...
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44ChinaChina Launches Crackdown on Unlicensed Online Asset Managers
April 5, 2018Chinese authorities step up focus on the online asset management industry to clean up unlicensed firms.
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42Asia-PacificPhilippines to Strengthen Supervision Through Regtech
April 5, 2018BSP to adopt regtech solutions including API for electronic data submissions by FIs, chatbot for complaints to the regulator.
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90ChinaForeign Hedge Funds Regain Access to Chinese Investors
April 5, 2018FT reports a revival of QDLP programme, allowing wealthier Chinese to invest in foreign-focused private equity and hedge funds.
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55Fintech / RegtechMAS Guidance on AI, Data Analytics In The Works
April 4, 2018Key financial industry stakeholders to co-create guide setting out key principles, best practices to strengthen governance, reduce data misuse risks.
