Posts By Editors, Regulation Asia
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574Asia-PacificBCBS Releases 18th Progress Report on Basel III Adoption
Editors, Regulation Asia July 6, 2020In Asia Pacific, Hong Kong, Korea and Indonesia have in particular made significant progress towards implementing the Basel III standards.
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640ChinaNew Bill Could Ban Some Chinese Firms from US Capital Markets
Editors, Regulation Asia July 6, 2020The bill would reportedly seek to ban Chinese companies that engage in spying or human rights abuse, or support China’s military or industrial policy.
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384ChinaShanghai Bourse Issues Draft Rules on ‘Targeted’ Convertible Bonds
Editors, Regulation Asia July 6, 2020Targeted convertible bonds to be used to support mergers, acquisitions, reorganisation, restructuring, or refinancing of listed companies.
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520AML / KYCSpanish Court Penalises Four ICBC Employees for AML Violations
Editors, Regulation Asia July 6, 2020Criminal groups deposited millions of euros cash into accounts at ICBC Spain using split payments, in-house accounts and false identity documents to evade detection.
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482UncategorisedHKEX Launches First Tranche of MSCI Futures Contracts
Editors, Regulation Asia July 6, 2020HKEX has launched ten new index futures contracts, part of its new licensing agreement with MSCI announced in May.
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496ChinaPBOC Announces Planned Enhancements to Bond Connect
Editors, Regulation Asia July 6, 2020The enhancements will include measures to reduce fees, extend trading hours, expand Bond Connect trading platforms; and enhance primary market service offerings.
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459Australia & NZASIC Penalises Credit Suisse for Breaching Trading Rules
Editors, Regulation Asia July 6, 2020Credit Suisse did not match client orders for on-market buy-backs on an order book as is required by ASIC's market integrity rules.
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433Asia-PacificNearly 500,000 Australians Deplete Retirement Savings
Editors, Regulation Asia July 6, 2020Industry Super Australia estimates that 480,000 Australians have wiped out their superannuation savings through the government’s early release scheme.
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352Capital RegulationState Council Authorises Local Governments to Fund Small Banks
Editors, Regulation Asia July 5, 2020China's State Council has reportedly agreed to allow local governments to purchase convertible bonds issued by certain small and midsize banks.
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1.0KAML / KYCGlobal Banks Seek Clarity on ‘Hong Kong Autonomy Act’
Editors, Regulation Asia July 5, 2020Under the legislation, banks can be penalised for conducting a 'significant transaction' with Chinese individuals or entities named as having contributed to the erosion of Hong Kong’s autonomy.
