Posts By Editors, Regulation Asia
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408UncategorisedISDA Chief Urges Accounting Bodies to Prioritise Benchmark Reform
ISDA chief Scott O’Malia says market participants need clarity from the IASB and FASB on the accounting implications of a switch from IBORs to RFRs.
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344EnforcementSEBI Proposes Informant Mechanism to Combat Insider Trading
SEBI wants to institute a process that incentivises timely reporting of instances of insider trading and provides for the granting of rewards to whistleblowers.
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399Capital RegulationPBOC to Guarantee Bank of Jinzhou’s CD Issuance
The PBOC introduced the credit risk mitigation tool last year to support bond issuances by private firms. Bank of Jinzhou will be the first to issue interbank CDs under the initiative.
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354Capital RegulationRBI to Step Up Monitoring of Shadow Banking Sector
Governor Shaktikanta Das says the RBI will increase its monitoring of NBFCs and issue final liquidity risk management rules for the sector "soon".
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365Capital RegulationFSB Examines Effects of Post-Crisis Reforms on SME Financing
SME lending growth has resumed in recent years, and access to external finance for SMEs appears to have improved, particularly in advanced economies.
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344EnforcementS. Korea: Nine Securities Firms, KSD Face Disciplinary Action
The Korea Securities Depository and nine brokerages are facing penalties for inadequate internal controls over their offshore equities trading
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575EnforcementUPDATED – Citigroup Japan Fined, Ordered to Improve Internal Controls
Having failed to detect after hours spoofing by a London trader, Citigroup Global Markets Japan has been fined, ordered to improve its controls, and suspended from participating in JGB auctions.
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571EnforcementSwitzerland Fines Five Global Banks Involved in FX Trading Cartel
Adding to the European Commission's $1.2bn fine last month, Citigroup, Barclays, RBS, JP Morgan and MUFG have been fined $91mn by the Swiss Competition Commission.
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390India
RBI to Roll Out Retail FX Trading Platform in August
The new trading platform is expected to improve pricing by unifying the existing fragmented market structure.
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336Australia & NZRBA Says Banks Can Hold More Govt Securities to Meet LCR
Banks can increase the proportion of government securities they hold to meet prudential liquidity requirements.
