Enforcement

CSRC Fines Securities Firm Over Client Records Management

29/03/2022

Shenwan Hongyuan Securities failed to appropriately manage its online investment advisory business on Ant Group’s wealth management app.

Market Infrastructure

China to Establish Financial Stability Fund by September

29/03/2022

Regulators led by the PBOC plan to use the new financial stability fund as a backup to dispose of major risks which could have systemic effects.

Market Infrastructure

SSE, SZSE Issue Rules to Expand Stock Connect to Europe

29/03/2022

UK, Swiss and German listed companies can issue CDRs in China if they have a market cap of at least $3.14bn and a listing history of at least three years.

Market Infrastructure

Malaysia in Talks to Harmonise Carbon Trading

29/03/2022

The establishment of a single carbon trading market for Malaysia will help to avoid fragmentation across the country.

Crypto / Digital Assets

ASX Announces Likely Delay to Chess Replacement Go-Live

29/03/2022

The next software release from technology provider Digital Asset has been delayed by three months, impacting the project schedule.

Securities / Derivatives

SEBI to Allow Exchanges to Offer Commodity Index Options

29/03/2022

SEBI has set out a product design and risk management framework that should be used by exchanges looking to offer such products.

Securities / Derivatives

Bursa Malaysia to Incentivise Research into Listed Companies

29/03/2022

The initiative will lead to better value recognition for companies and enhance corporate governance, transparency and disclosure, Bursa Malaysia said.

Securities / Derivatives

CSRC to Promote Bond Issuance by Private Enterprises

29/03/2022

Priority will be given to support bond issuances by private firms in high-tech and strategic emerging industries, the CSRC said.

Korea Extends SME Loan Support for Another Six Mouths

28/03/2022

A survey by the Korea Federation of SMEs found the support measures have helped about 80 percent of SMEs to sustain their business activities.