Posts By Editors, Regulation Asia
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808RBI Announces Phasing-In of LEI for Non-Derivatives Markets
Editors, Regulation Asia November 30, 2018Entities transacting in government securities, money markets and non-derivative forex markets will be required to have LEI codes, starting with larger firms in April 2019.
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India Eases Asset Securitisation Norms to Help Non-Bank Liquidity
Editors, Regulation Asia November 30, 2018The RBI has reduced the holding time required for loans with maturities of over 5 years before they can be securitised.
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711China Consults on Revision of Rules Governing Foreign Banks
Editors, Regulation Asia November 30, 2018CBIRC proposes more stringent supervision of foreign banks to improve “risk resilience” and customer protection, following the release of measures to further open up the banking industry.
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686
India to Implement NSFR from April 2020
Editors, Regulation Asia November 30, 2018The Net Stable Funding Ratio will apply to Indian banks on both a stand-alone and consolidated basis, and foreign banks on a stand-alone basis.
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1.4KSingapore Pushes Data Analytics, Collaboration to Counter Financial Crime
Editors, Regulation Asia November 30, 2018A new report by Singapore's AML/CFT Industry Partnership identifies key weaknesses of current approaches that can be addressed with data analytics and greater industry collaboration.
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667ASX Consults on Changes to Listing Rules
Editors, Regulation Asia November 29, 2018The proposals aim to improve market disclosures, simplify the listing rules, increase efficiency in the listing process, and enhance ASX's powers to monitor and enforce compliance, among other changes.
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1.4KSouth Korean Banks Vulnerable to Money Laundering Risks: FSC
Editors, Regulation Asia November 29, 2018Banks are most exposed to money laundering risks due to the innate characteristics of their products and services, according to an FSC review of the domestic financial industry.
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818S. Korea Fines Goldman $6.7m for Naked Short Selling
Editors, Regulation Asia November 29, 2018The FSC found that Goldman Sachs conducted naked short selling worth about KRW 40 billion in late May. Naked short selling is prohibited in South Korea.
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694S. Korean Financial Holding Companies Opposed to Bail-in Regime
Editors, Regulation Asia November 28, 2018The financial holding companies say that a bail-in regime could lead to lower credit ratings and higher bank funding costs, based on an implied reduction in government support during a crisis.
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670SEBI Issues Guidelines on Clearing Corporation Interoperability
Editors, Regulation Asia November 28, 2018India's clearing corporations will have to enter into agreements establishing links between each other, as well as links to each trading venue, to operationalise the framework by June 2019.
