Structural Regulation

Thailand SEC Unveils 2022-2024 Strategic Plan

29/03/2022

The SEC will seek to enhance competitiveness, ensure inclusiveness, and strengthen trust and confidence in the capital market.

KYC & CDD

CSRC Fines Securities Firm Over Client Records Management

29/03/2022

Shenwan Hongyuan Securities failed to appropriately manage its online investment advisory business on Ant Group’s wealth management app.

Emerging Prudential Risks

China to Establish Financial Stability Fund by September

29/03/2022

Regulators led by the PBOC plan to use the new financial stability fund as a backup to dispose of major risks which could have systemic effects.

Trading & Investment

SSE, SZSE Issue Rules to Expand Stock Connect to Europe

29/03/2022

UK, Swiss and German listed companies can issue CDRs in China if they have a market cap of at least $3.14bn and a listing history of at least three years.

Sustainable Finance

Malaysia in Talks to Harmonise Carbon Trading

29/03/2022

The establishment of a single carbon trading market for Malaysia will help to avoid fragmentation across the country.

Clearing & Post-Trade

ASX Announces Likely Delay to Chess Replacement Go-Live

29/03/2022

The next software release from technology provider Digital Asset has been delayed by three months, impacting the project schedule.

Trading & Investment

SEBI to Allow Exchanges to Offer Commodity Index Options

29/03/2022

SEBI has set out a product design and risk management framework that should be used by exchanges looking to offer such products.

Trading & Investment

Bursa Malaysia to Incentivise Research into Listed Companies

29/03/2022

The initiative will lead to better value recognition for companies and enhance corporate governance, transparency and disclosure, Bursa Malaysia said.

Trading & Investment

CSRC to Promote Bond Issuance by Private Enterprises

29/03/2022

Priority will be given to support bond issuances by private firms in high-tech and strategic emerging industries, the CSRC said.