Pankaj Sharma is Senior Manager for Capital Markets Policy at CFA Institute in India. He is focused on capital markets policy and research/advocacy issues. Before CFA Institute, he worked in various roles with global investment banks, Indian equity brokerage firms, state-owned enterprises, and startups. He also worked in ESG for corporates, bringing in investors’ perspectives on sustainability issues. He has been an author and contributor in print, online and electronic media about the economy and capital markets.
Securities / Derivatives
India: Small- and Mid-Cap Stocks Making Regulators Nervous
29/04/2024
Pankaj Sharma says SEBI’s approach to small- and mid-cap funds has been prudent, but that it should look to more closely align with international standards.
Crypto / Digital Assets
The Boiling Frog: Finfluencers in the Investment Management Industry
29/11/2023
Pankaj Sharma and Phoebe Chan discuss the complexities of regulating financial promotions online, finfluencers in particular, and offer recommendations.
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