Posts By Samuel Riding, Regulation Asia
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China
China, Singapore to Boost Capital Market Connectivity
Pair to hold talks on regulations that ‘impinge on their capital markets’; Singapore to expand product offering to Chinese institutions.
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Australia & NZ
FRTB to Prompt Strategic Rethink for Australian Banks: Wolters Kluwer
BCBS’s Fundamental Review of the Trading Book pushing Australian banks to revamp business plans and infrastructure.
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International
Pakistan Issues Draft Short Sale Rules
Securities and Exchange Commission proposes short sale limit at 40 percent of a security’s average daily turnover.
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Countries
Singapore Investigates Alleged Derivatives Spoofing
SGX investigation prompted by large number of complaints and amid increased scrutiny of spoof trading.
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Countries
China, Singapore Sign Commodity Financing Deal
Bank of China to set up global business centre for commodities financing and trading in Singapore.
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International
FSB to Establish Misconduct Risks Group
Financial Stability Board to also consider the issue of using compensation as a means of reducing misconduct.
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Malaysia
Indonesia Eyes Banking Pacts with Singapore, India
OJK targeting six bilateral agreements to give its banks easier access to Asian markets.
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India
Dhanlaxmi Bank Fined for KYC Violations
RBI sanction comes after warning notice and arrest of former Dhanlaxmi officials.
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Australia & NZ
Australia to Follow FSB on Banks’ Loss Absorbing Capacity
APRA will start working on rules for domestic banks next year so long as FSB requirements have been finalised, regulator says.
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Thailand’s SEC Consults on Mutual Fund Investment Rules
Regular proposing to loosen rules on investment policy of funds sold to institutional and HNW investors
