Structural Regulation

Philippines SEC Consults on New Structured Warrants Framework

06/05/2026

The proposal outlines rules for the issuance, registration and trading of structured warrants, covering issuer eligibility, risk management, and investor protection.

Conduct, Culture & Accountability

New Zealand FMA Chair Quits After Report Finds Impartiality Breaches

06/05/2026

Craig Stobo has resigned after an independent review found his public commentary breached political neutrality rules, raising concerns about the regulator’s independence.

Market Abuse

ASX and ASIC Warn Firms on AI Hype and Risk Management

06/05/2026

ASX and ASIC have issued warnings over artificial intelligence, targeting market conduct and risk management failures.

Conduct, Culture & Accountability

Korean Court Holds Shinhan Liable in ‘Gen2 Fund’ Case

05/05/2026

A Seoul court has ordered Shinhan Investment & Securities to pay damages, finding it was an issuer, not just a seller, and breached investor protection duties.

Structural Regulation

HKEX Reportedly Reviewing Volatility Control Mechanism

05/05/2026

The review could see an expansion in the number of covered stocks and changes to monitoring periods and trigger thresholds.

Structural Regulation

New Zealand's FMA Consults on Related Party Transaction Rules

05/05/2026

Draft paper clarifies FMA's expectations for managed investment schemes under existing conduct laws, focusing on substance over form.

Custody & Infrastructure

ASIC Calls for Digital Asset Licence Applications by 30 June Deadline

05/05/2026

ASIC has warned firms they must apply for a licence by 30 June 2026 or face significant penalties as a no-action period ends.

Sustainable Finance

Philippines Think Tank Urges Reforms to Close Significant Climate Financing Gap

01/05/2026

State-run policy institute highlights a USD 9-12 billion annual financing gap and calls for institutional reforms, including legislative clarification of BSP's mandate.

Structural Regulation

ASX Appoints Interim CEO as Part of Closely-Watched Leadership Transition

01/05/2026

ASX named its markets and listings head as interim chief while the board continues its global search for a permanent replacement for Helen Lofthouse.