Enforcement

South Korea Fines Hana Bank for Private Fund Mis-selling

11/11/2025

The FSS has penalised the bank for distorting risks and omitting key information when selling KRW 378 billion of funds to investors.

Fintech / Regtech

Australia Risks 'Being Left Behind' on Tokenisation, ASIC Chair Warns

11/11/2025

ASIC chair has called for urgent action, regulatory reform, and a relaunch of its innovation hub to capitalise on DLT developments.

Fintech / Regtech

Hong Kong Launches Alliance to Funnel Mainland Fintechs to Global Markets

11/11/2025

InvestHK's partnership with key Beijing, Shanghai, and Shenzhen institutions aims to create a "one-stop platform" for international expansion.

Fintech / Regtech

Hong Kong's BEA to Test GenAI Compliance Tool in HKMA Sandbox

11/11/2025

BEA is partnering with tech firm CLPS to trial an AI and automation tool for compliance and risk management.

Fintech / Regtech

Hong Kong and Shenzhen Sign Pact to Integrate Gold Markets, Deepen Fintech Ties

11/11/2025

The agreement between Hong Kong and Shenzhen aims to create a regional gold ecosystem and will provide regulatory support for cross-border processing and trade.

Enforcement

Ex-SFC Official Faces New Charge in Market Manipulation Probe Leak

11/11/2025

A former associate director of the SFC allegedly advised suspects on how to handle a market manipulation investigation, including destroying evidence.

Enforcement

Hong Kong Arrests 32 in $140m Loan Fraud Scheme

10/11/2025

Thirteen frontline bank staff are among those arrested for a scheme that fraudulently sought government-backed loans for small businesses.

Crypto / Digital Assets

ASIC Modernises ETP Framework, Sets Rules for Crypto ETFs

10/11/2025

ASIC’s new regulatory guide establishes criteria for crypto-asset products, introduces mandatory labelling, and clarifies rules for active ETFs and market operators.

Enforcement

Hong Kong SFC Secures First Jail Sentence for Finfluencer

10/11/2025

A financial influencer has been imprisoned for six weeks for providing unlicensed investment advice on a paid Telegram group.