Posts By Sanday Chongo Kabange, Regulation Asia
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429Vietnam Debuts New Umbrella Entity to Manage Stock Exchanges
Sanday Chongo Kabange, Regulation Asia December 17, 2021VNX, or Vietnam Stock Exchange, will serve as a new umbrella entity to manage the Hanoi and Ho Chi Minh stock exchanges.
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487RBI Introduces New PCA Framework For NBFCs to Contain Risk
Sanday Chongo Kabange, Regulation Asia December 17, 2021The PCA framework will take effect on 1 October 2022. Restrictions will be imposed on NBFCs if they breach capital adequacy, Tier 1 capital and net NPA thresholds.
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479FinCEN Seeks Comments on Modernising US AML/CFT Regime
Sanday Chongo Kabange, Regulation Asia December 16, 2021FinCEN's review of BSA regulations will help it to identify regulations and guidance that are out-dated, redundant, inefficient, or unfit for purpose.
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360TWSE Amends Corporate Governance, Insider Trading Rules
Sanday Chongo Kabange, Regulation Asia December 16, 2021Insiders cannot trade shares 15 days before quarterly reports and 30 days before annual reports. Board independence and diversity rules also included.
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411HK to Enhance Mainland Connection via Stock Connect, Carbon Market
Sanday Chongo Kabange, Regulation Asia December 16, 2021The SFC is seeking to align Hong Kong's trading days with the mainland, add more securities to Stock Connect, and establish a cross-border carbon market.
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365Indonesia OJK Introduces Dual Class Shares for Tech IPOs
Sanday Chongo Kabange, Regulation Asia December 15, 2021The move is aimed at incentivising domestic tech firms to list on the IDX to deepen the capital market and make it more attractive to investors.
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254ASX Introduces Electronic Delivery of CHESS Statements
Sanday Chongo Kabange, Regulation Asia December 15, 2021The electronic delivery of CHESS statements provides a faster, more efficient service for investors, says ASX group executive Tim Hogben.
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386IMF, WB Propose Framework for Assessing Remittance Corridor Risk
Sanday Chongo Kabange, Regulation Asia December 15, 2021Corridor risk assessments will help to simplify AML/CFT and CDD measures in lower-risk remittance transactions.
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473Australia Unveils Plans to Reform, Modernise Payments System
Sanday Chongo Kabange, Regulation Asia December 14, 2021The government plans to establish a licensing regime for crypto exchanges, a custody regime for digital assets, and explore the feasibility of a CBDC.
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323HKEX Lists First ETFs Tracking MSCI China A 50 Connect Index
Sanday Chongo Kabange, Regulation Asia December 14, 2021Two ETFs managed by China Asset Management and CSOP Asset Management listed on Monday, while a third will list on today.
