
Sanday Chongo Kabange is an experienced multimedia journalist and a contributor to Regulation Asia. He focuses on compliance, regulatory and legal issues for financial services.

Enforcement
Hong Kong SFC Bans Former Yuanta Officer over Dishonest Trading Scheme
20/03/2026
SFC fines and bans former RO for executing trades that disadvantaged his employer and for concealing personal trading accounts.

Market Infrastructure
Australia Flags Heightened Financial Risks, Tightens FI Oversight
20/03/2026
Regulators are stress-testing firms and have activated new lending limits, with a sharp focus on operational resilience and ASX governance.

Hong Kong Regulators Intensify Monitoring Amid Mideast Tensions
20/03/2026
Authorities confirm minimal direct financial exposure to the region but have intensified stress testing and market surveillance in response to geopolitical risks.

Securities / Derivatives
Hong Kong to Offer Fee Relief to Facilitate Transition to Scripless Market
20/03/2026
The government has ruled creating a dedicated fund to help securities dealers cover costs, but will offer fee waivers to ease the burden on small and medium firms.

ESG / Sustainability
Hong Kong to Pilot Cross-Border Carbon Settlement with GBA Exchanges
20/03/2026
Hong Kong is testing cross-border settlement and has explored tokenisation to help connect China's developing carbon market with international finance.

Securities / Derivatives
Korea Exchange to Overhaul Disclosures After Designation Error
20/03/2026
KRX will create a new oversight committee and use AI to vet market-moving announcements after mistakenly clearing a company's administrative status.

Fintech / Regtech
BOK Expands CBDC Pilot to Test Subsidies, P2P Transfers
19/03/2026
The central bank is adding two more lenders to its 'Project Hangang' pilot and will test programmable payments for government subsidies.

Capital / Liquidity
RBNZ Finalises Changes to Liquidity Management Framework
19/03/2026
The RBNZ will introduce weekly full-allotment OMOs from 2026 and has decided on a composition-based fee for its new liquidity facility.

Securities / Derivatives
SFC Tasks HKEX with Enhancing Guidance on Internal Controls, Auditor Exits
19/03/2026
The SFC’s annual review of the stock exchange operator found failings in the vetting of company controls and the handling of late auditor resignations.

Capital / Liquidity
Korea FSS Urges Broker-Dealers to Tighten Risk Controls
18/03/2026
The FSS has ordered large securities firms to address risks in real estate PF, overseas assets, and funding amid market volatility.
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