Securities / Derivatives

SFC Secures HK$ 57.5m Compensation from Ex-Arta TechFin Directors

11/02/2026

Court also disqualifies nine former directors for breaches of duty in a case the SFC says sends an unequivocal message on corporate governance.

Securities / Derivatives

ASX Chief Helen Lofthouse to Step Down in May 2026

11/02/2026

The departure comes as the ASX prepares for the first phase of its reset CHESS project and faces a regulatory probe.

Enforcement

Korea to Expand Inspections, Toughen Sanctions on Credit Cooperatives

11/02/2026

Regulators will nearly double the number of joint inspections and can now penalise officials for negligence even without financial loss.

Trending

Australia Proposes Major Governance Overhaul For Managed Funds

11/02/2026

Proposals include mandatory external directors on boards and a ban on most related-party transactions following high-profile fund collapses.

Korea to Launch New Card Products for Vulnerable Individuals

11/02/2026

The FSC has unveiled a post-paid transport card and a small business credit card to aid financial recovery for low-credit borrowers.

Capital / Liquidity

Philippines to Hike Lending Firm Capital 10x to Curb Predatory Practices

10/02/2026

The SEC also plans a new accreditation system for collection agents following reports of harassment and threats against borrowers.

Enforcement

Hong Kong Jails Masterminds for 'Ramp-And-Dump' Securities Fraud

10/02/2026

The duo used 'WeChat teachers' to promote stocks, then used naked short selling to make HKD 3.3 million in illicit profits.

Market Infrastructure

Malaysia's PayNet, Singapore's NETS to Build Nexus Global Payments Platform

10/02/2026

Nexus Global Payments has appointed a PayNet-NETS joint venture to build and operate its global real-time payments network.

Enforcement

SFC Fines Asset Manager Kylin for Widespread Failures

10/02/2026

The firm was penalised for conflicts of interest including undisclosed director loans, deficient KYC and AML controls, and misinforming investors.