Sophie Gerber is the Director of Sophie Grace, a Sydney based financial services consultancy firm providing legal and compliance services to the financial services and credit industries.
Sophie Grace director Sophie Gerber lays out the obligations reporting entities must adhere to for compliance with AML/CTF rules in Australia.
All cross-border payments in the trial, which involved 17 banks across 7 countries, settled...
The measures ease restrictions on foreign investment in securities firms, asset management companies, FX...
Synpulse’s Prasanna Venkatesan, Gregory Achache and Marina Mai compare China and Hong Kong's regulatory...
KRX found that over an eight-month period, Merrill Lynch's Seoul branch engaged in 6,220...
Indigenous virtual banks, global digital-only banks, and digitised traditional banks are all vying for...
While most of the sector presents low risk, higher risk has emerged in SVF...
