Structural Regulation

SEBI Mandates Investor Awareness Messages on Broker Platforms

06/10/2026

Stock brokers have been directed to prominently display investor awareness messages across their websites and trading applications.

Fraud, Scams & Cybercrime

Global Regulators Launch 10th World Investor Week Targeting AI Scams

06/10/2026

IOSCO has launched its tenth annual campaign to enhance investor protection and combat sophisticated fraud.

Structural Regulation

Vietnam Tightens Rules for Privately Placed Corporate Bonds

06/10/2026

Strict trading and disclosure rules for private placement corporate bonds have been introduced to enhance transparency and investor protection.

Trading & Investment

HKEX Sets Launch Date for 9-Times Rule Enhancements

06/10/2026

HKEX will implement its 9-times rule enhancements on 2 November, following the successful completion of end-to-end testing.

Structural Regulation

Korea Tightens Investment Bank Research, VC Rules

06/10/2026

Measures have been introduced to mandate small-cap equity research, allow anonymous sell ratings, and revamp venture capital supply requirements.

Trading & Investment

Cambodia, CGIF Sign Deal to Develop Riel Bond Market

06/10/2026

The agreement supports joint market development and knowledge sharing as Cambodia seeks to broaden local-currency financing options for businesses.

Credit Risk

RBI Consolidates Credit Rules For Marginalised Borrowers

06/10/2026

Master circular brings decades of lending guidelines together, covering credit planning, loan processing, government schemes and monitoring requirements.

Liquidity Risk

Vietnam Introduces Basel III Liquidity Standard, Raises LDR Ceiling

06/10/2026

The SBV has issued a new circular raising the loan-to-deposit ratio cap and introducing Basel III-aligned LCR and NSFR.

Payments & Settlements

Korea Launches Account Inquiry Service to Protect Vulnerable Borrowers

06/10/2026

Korean regulators have introduced a new account inquiry service allowing customers to protect minimum living expense deposits from seizure without requiring court rulings.