Conduct, Culture & Accountability

ASIC Outlines 'Best Interests' Expectations for Mortgage Broking Industry

24/07/2026

ASIC has detailed its expectations for mortgage brokers' compliance with the 'best interests duty', warning against 'order-taking' and highlighting poor complaints handling.

Structural Regulation

Philippine Stock Exchange Revises Index Management Rules

24/07/2026

The PSE is introducing new liquidity metrics and a lower free float requirement for large-cap firms to align its indices with global standards.

Structural Regulation

ASIC Proposes to Simplify Sell-Side Research Guidance

24/07/2026

ASIC is seeking feedback on a proposal to replace its sell-side research guidance with a principles-based approach.

Supervision & Enforcement

ASIC Puts Auditors on Notice Over Compliance With Legal and Ethical Obligations

24/07/2026

ASIC also launched a new surveillance of the Big 4 firms to examine the complaints they've received regarding their audit practices.

Emerging Prudential Risks

IMF: Asia-Pacific Financial Integration Lags Behind Trade Dominance

24/07/2026

An IMF paper finds the region’s financial integration is uneven, urging policy action on regulation, supervision and data transparency to support future growth.

Structural Regulation

Hong Kong and Malaysia Ink Landmark Deals to Deepen Capital Market Ties

24/07/2026

New agreements will streamline dual IPOs, expand the mutual recognition of funds scheme, and enhance cross-border audit oversight between the two markets.

Trading & Investment

HKEX Trading Hour Extension Plan Draws Broker Backlash

23/07/2026

Proposal to extend trading hours is facing criticism from local firms concerned about costs, operational burdens, and limited benefits.

Structural Regulation

Korea to Legislate CEO Term Limits for Financial Groups

23/07/2026

The plan, which includes a three-term cap for financial holding company chiefs, is facing strong opposition over concerns of excessive government intervention.

Structural Regulation

APRA Expands Exemption for Foreign Firms Using Restricted 'Bank' Terms

23/07/2026

The regulator has broadened the class of foreign entities exempt from restrictions on using the word 'bank' for wholesale debt issuance to reduce administrative burden.