Market Infrastructure

Culture & Conduct Risk: The Normalization of Deviance

29/07/2021

Many still believe that misconduct can be discovered only after it occurs: a ‘detect and correct’ mindset. Starling’s Stephen Scott says a ‘predict and prevent’ approach is starting to emerge.

Market Infrastructure

Culture & Conduct Risk: Singapore Sets the Pace for Peers

08/06/2021

Among global peers, Singapore is setting the pace for effective governance of culture and conduct risks, say Starling’s Stephen Scott and Mark Cooke.

ESG / Sustainability

Culture Audits: Removing the Blindfold

03/08/2020

To avoid individual liability, leaders along all Three Lines of Defence must identify indicators of non-financial risk that permit “upstream” interventions, say Stephen Scott and Mark Cooke.

Market Infrastructure

The New Normal: Conduct Risk & Personal Accountability

01/07/2020

Increasingly, leaders along all Three Lines of Defence are being held personally accountable for misconduct that takes place on their watch, says Stephen Scott at Starling.

Fintech / Regtech

Now More than Ever: The Need for Reliable Conduct Risk Metrics

20/03/2020

The demands being imposed on the global banking system highlight the Achilles Heel of nonfinancial risk management and, particularly, misconduct risk, says Stephen Scott at Starling.

Fintech / Regtech

Is RegTech Coming of Age in Australia?

25/02/2020

Regtech is not fintech, says Stephen Scott at Starling. While fintech firms look to regulators for permission, what most regtech firms require from regulators is their collaboration.

Fintech / Regtech

Regulatory Trends: Behavioural Science in Culture & Conduct Supervision

15/08/2019

Regulators are adopting behavioural science tools pioneered by the Dutch central bank in their supervisory efforts, and firms are taking notice, says Stephen Scott at Starling.