Enforcement

AML / KYC

Thailand Suspends Multiple Officials in Crypto Mining Corruption Probe

By Nithya Subramanian | 30/01/2026

An anti-corruption investigation has been launched after officials at Thailand's state utility were implicated in a foreign-funded illegal Bitcoin mining syndicate.

Securities / Derivatives

Korea Jails Former Meritz Securities Exec over Illegal Loan Scheme

By Sanday Chongo Kabange | 29/01/2026

Seoul court found the executive used non-public real estate project finance data to secure loans through a family firm, undermining market integrity.

Enforcement

South Korea to Launch One-Stop System for Illegal Lending Victims

By Mark Johnston | 29/01/2026

Proposed legal amendments will allow a single report to trigger simultaneous relief measures and expand the powers of the Credit Counseling & Recovery Service.

Sanctions

Nasdaq-Listed Firm Laundered Billions for Asian Scam Groups - Report

By Manesh Samtani | 29/01/2026

A CapitalWatch report alleges that US ad-tech firm AppLovin served as a "laundromat" for illicit funds from criminal networks in China and Cambodia.

AML / KYC

AUSTRAC Touts New Data-Sharing Model in Financial Crime Crackdown

By Sanday Chongo Kabange | 29/01/2026

A public-private taskforce used a new data typology and pooled bank data to identify suspects, signalling evolving compliance expectations for financial institutions.

Securities / Derivatives

Hong Kong Sets Fraud Precedent in Landmark Naked Short-Selling Case

By Sanday Chongo Kabange | 28/01/2026

A court convicted four individuals of fraud, not just regulatory breaches, for a scheme that netted HKD 3.3 million.

Enforcement

ASIC Secures A$14m Penalty Against Crypto Firm BPS Financial

By Sanday Chongo Kabange | 28/01/2026

Court finds that the 'Qoin Wallet' issuer operated without a licence and made misleading claims, setting a key precedent on penalty calculations.

Securities / Derivatives

China Hits Private Fund with Record CNY 41M Fine for Systemic Fraud

By Mark Johnston | 28/01/2026

Regulators impose a record penalty and lifetime ban for a scheme involving market manipulation, misappropriated funds, and a vast fundraising network.

Enforcement

SHFE Imposes Trading Curbs on 16 Firms Trading Metals Markets

By Mark Johnston | 28/01/2026

The Shanghai exchange has imposed trading curbs on 16 clients and tightened position limits, sending tin prices tumbling.