AML / KYC
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FSS Asks Credit Card Firms to Improve AML
Editors, Regulation Asia March 11, 2016Lotte and Hana warned about poor customer management.
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RBI Issues Account Aggregator Guidelines
Samuel Riding, Regulation Asia March 4, 2016Only non-bank finance companies will be able to provide service restricted to ‘regulated’ assets
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Ownership Disclosure Rule Creates Market Risk – PSE
Samuel Riding, Regulation Asia March 1, 2016Head of Philippine Stock Exchange says compliance with rule is ‘close to impossible’.
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ICBC Freezes N.Korea Accounts
Samuel Riding, Regulation Asia February 23, 2016China’s largest bank among several to halt deposits and transfers, according to S.Korean newspaper.
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Malaysia Joins FATF
Samuel Riding, Regulation Asia February 21, 2016Financial Action Task Force cites country's commitment to action plan after 2015’s mutual evaluation.
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KYC.com Launches Service in HK, Singapore
Samuel Riding, Regulation Asia February 19, 2016HSBC, Morgan Stanley among banks using KYC data, documentation platform.
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Korea Introduces Tax-exempt Savings Account
Samuel Riding, Regulation Asia February 17, 2016Holders of the new account will be able to give banks, brokers permission to make investment decisions.
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Thailand to Amend Alternative Fund Distribution Rules
Samuel Riding, Regulation Asia February 15, 2016Securities regulator aims to make business operation more flexible, enhance competitiveness.
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Inspection Finds Graft Risks, Moral Hazard at CDB, CIC
Samuel Riding, Regulation Asia February 11, 2016China's discipline commission completes two-month review of 21 regulators and institutions.
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Fraud Allegations at Australia’s Commonwealth Bank
Samuel Riding, Regulation Asia February 4, 2016Staff allegedly involved in Ponzi scheme which continued for five years after initial suspicions raised.
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