Report cites instances of unauthorised modification of unique client codes.
Report to G20 says funds are being driven underground; cites failures to initiate derivative market reform in China and Korea.
Region’s surfeit of financial data one of the main causes of increase in security threats.
Managing staff responsible for AML, CTF systems implementation encouraged to attend.
Cabinet drafts bill which would increase penalties, introduce asset seizures.
SEBI has already signed 22 MoUs with other regulators; sent 44 assistance request to other jurisdictions in 2015/16.
Five firms issued with licences under Ordinance introduced in November 2015.
Forfeiture the largest ever in New Zealand and first related to crimes alleged to have occurred in China.
Concerns raised by APG on money laundering, but decline in disclosures could be due to shrinking NGO funding.
Several companies which had been barred from the securities market can now conduct transactions.
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