AML / KYC
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SEBI Uncovers Money Laundering in NSEL Scam
Samuel Riding, Regulation Asia September 2, 2016Report cites instances of unauthorised modification of unique client codes.
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Banks’ Exit from Emerging Markets Hurting AML, CTF Efforts – FSB
Samuel Riding, Regulation Asia August 31, 2016Report to G20 says funds are being driven underground; cites failures to initiate derivative market reform in China and Korea.
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APAC Region has World’s Worst Cyber Security, Study Finds
Samuel Riding, Regulation Asia August 31, 2016Region’s surfeit of financial data one of the main causes of increase in security threats.
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HKMA to host AML Seminars
Samuel Riding, Regulation Asia August 30, 2016Managing staff responsible for AML, CTF systems implementation encouraged to attend.
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Taiwan to Strengthen AML Law
Samuel Riding, Regulation Asia August 26, 2016Cabinet drafts bill which would increase penalties, introduce asset seizures.
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India, Abu Dhabi Regulators Ink Cooperation Pact
Samuel Riding, Regulation Asia August 26, 2016SEBI has already signed 22 MoUs with other regulators; sent 44 assistance request to other jurisdictions in 2015/16.
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Hong Kong Grants 1st Stored Value Licences
Samuel Riding, Regulation Asia August 26, 2016Five firms issued with licences under Ordinance introduced in November 2015.
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New Zealand-China AML Operation Nets $31mn
Samuel Riding, Regulation Asia August 24, 2016Forfeiture the largest ever in New Zealand and first related to crimes alleged to have occurred in China.
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Bangladesh Probes Trusts’ Tax Compliance, Sources of Funds
Samuel Riding, Regulation Asia August 24, 2016Concerns raised by APG on money laundering, but decline in disclosures could be due to shrinking NGO funding.
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SEBI Eases Trading Restriction on Hundreds of Firms
Samuel Riding, Regulation Asia August 24, 2016Several companies which had been barred from the securities market can now conduct transactions.
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