AML / KYC
-
HK to Expand Professional Investor Qualification
Samuel Riding March 2, 2017Joint accounts and existing investments to be counted towards qualification amount.
-
HK Regulatory, Compliance Demand Steady
Samuel Riding March 1, 2017Morgan McKinley report says cybersecurity among the strongest areas of demand.
-
Singapore Trusts Face Stricter Reporting Rules
Samuel Riding March 1, 2017Trustees would be required to report beneficial ownership details, maintain ‘proper accounting records’.
-
FATF Revises CTF Methodology
Samuel Riding February 27, 2017Activities including natural resources trade included in definition of ‘economic support’ to terrorists.
-
New CBRC Chief Set to Head ‘Super Regulator’
Samuel Riding February 24, 2017Guo Shuqing likely to head ‘single operating body’ with authority for banking, securities and insurance regulation.
-
Indonesia Rushes to Complete CRS Legislation
Samuel Riding February 24, 2017Government considering urgent 'regulation in lieu of law' on banking secrecy.
-
HKMA Issues Product Sales, Securities Handling Guidance
Samuel Riding February 24, 2017Regulators notes 'controls, monitoring and compliance review’ lapses by private banks.
-
China Regulators Prep ‘Landmark’ Reforms
Samuel Riding February 24, 2017Authorities to increase coordination, combine regulations, boost enforcement to target systemic risks.
-
India MFs Must Offer Divestment Before Derivatives
Samuel Riding February 23, 2017Funds no longer need to obtain positive consent for shift in investment strategy.
-
Pakistan Tightens AML/CTF Rules, Monitoring
Samuel Riding February 22, 2017Banks, development financial institutions and micro-finance banks required to identify beneficial owners.
Loading more posts...
Sorry, no more posts
No more pages to load
