AML / KYC
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HKMA Issues Product Sales, Securities Handling Guidance
Samuel Riding February 24, 2017Regulators notes 'controls, monitoring and compliance review’ lapses by private banks.
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China Regulators Prep ‘Landmark’ Reforms
Samuel Riding February 24, 2017Authorities to increase coordination, combine regulations, boost enforcement to target systemic risks.
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India MFs Must Offer Divestment Before Derivatives
Samuel Riding February 23, 2017Funds no longer need to obtain positive consent for shift in investment strategy.
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Pakistan Tightens AML/CTF Rules, Monitoring
Samuel Riding February 22, 2017Banks, development financial institutions and micro-finance banks required to identify beneficial owners.
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Vietnam, Laos, Cambodia to Extend Joint Supervision
Samuel Riding February 22, 2017Trio to cooperate on bank inspections, AML and personnel training.
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NZ Regulator Eyes Governance, Culture
Samuel Riding February 15, 2017Financial Markets Authority sets out seven priorities for the coming year.
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China Banks to Enhance Risk Control in Overseas Expansion
Samuel Riding February 15, 2017Move aims to ensure compliance at Chinese lenders' more than 200 overseas branches.
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New SEBI Chief Appointed
Samuel Riding February 13, 2017Senior finance ministry official Ajay Tyagi to replace UK Sinha on 1 March.
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SEBI Close to Tightening P-note Rules
Samuel Riding February 10, 2017Regulator in advanced stages of discussion with special investigation team.
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China Threatens to Close Bitcoin Exchanges
Samuel Riding February 9, 2017Exchanges have imposed trading fees in response to PBOC inquiries.
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