AML / KYC
-
UBS Complies with ‘Nova Scotia’ Summons
Samuel Riding, Regulation Asia June 24, 2016Office in Miami provides details of Singapore account held by US citizen living in China.
-
Hong Kong Code of Conduct Breaches Surge
Samuel Riding, Regulation Asia June 23, 2016SFC Annual Report also reveals sharp rise in AML breaches.
-
ASIC Flags OTC Derivatives Compliance Failures
Samuel Riding, Regulation Asia June 21, 2016More than 70% of firms authorised to sell retail OTC derivatives said failing to meet requirements.
-
SGX Finalises Sustainability Reporting Rules
Samuel Riding, Regulation Asia June 21, 2016Singapore Exchange introduces reporting on ‘comply or explain’ basis.
-
No Super-Regulator Soon, China Think Tank Says
Samuel Riding, Regulation Asia June 17, 2016Influential research center says reform should focus on ‘regulatory philosophy’ over next 2-3 years.
-
Indonesia Setting up Investments for Tax Amnesty Influx
Samuel Riding, Regulation Asia June 16, 2016Infrastructure funds could capture some of the millions of dollars expected to repatriated.
-
Bangladesh to Prosecute Staff Involved in USD81mn Heist
Samuel Riding, Regulation Asia June 16, 201611 central bank staff ask for different posts as finance ministry prepares criminal cases.
-
SWIFT to Beef up Spending on Security
Samuel Riding, Regulation Asia June 15, 2016Board earmarks investment and staff to boost security after Bangladesh heist.
-
MAS Sets Up Dedicated AML Unit
Samuel Riding, Regulation Asia June 14, 2016Singapore regulator will also create new enforcement unit, drawing in staff from different divisions.
-
Vietnam, S.Korea to Cooperate on Financial Supervision
Samuel Riding, Regulation Asia June 13, 2016Vietnam’s NFSC and Korea’s FSC will also share data on regulatory activities and financial institutions.
