AML / KYC
-
Singapore Banks Eye AML Cooperation
Samuel Riding, Regulation Asia May 9, 2016DBS, OCBC and UOB in talks on shared information system.
-
Taiwan Busts Bitcoin Laundering Ring
Samuel Riding, Regulation Asia May 9, 2016Group suspected of using online bitcoin platform to launder millions of RMB.
-
HSBC Appeals Mis-selling Fine
Samuel Riding, Regulation Asia May 5, 2016Private banking unit was hit with HKD605mn SFC fine in July 2015.
-
Australia Launches Tax Disclosure Consultation
Samuel Riding, Regulation Asia May 4, 2016Government recommends adoption of OECD mandatory disclosure rules on base erosion, profit shifting.
-
Thailand Begins Consultation on ‘Trigger Fund’ Rules
Samuel Riding, Regulation Asia April 27, 2016Draft SEC rules cover information disclosure, professional ability and understanding of fund agents.
-
ASIC to Use Windfall to Boost Surveillance, Enforcement
Samuel Riding, Regulation Asia April 21, 2016Australian securities regulator also welcomes shift to industry funding model.
-
Japan to Consult on ‘Dynamic Supervision’
Samuel Riding, Regulation Asia April 14, 2016FSA commissioner says new regulatory approach will provide more comprehensive assessment of bank safety and soundness.
-
Revealed – Asian Institutions’ KYC Disconnect
Editors, Regulation Asia April 11, 2016Divergent attitudes of staff at different organisational levels illustrate difficulties in implementing culture of compliance.
-
Indonesia to Use Credit Card Data to Catch Tax Cheats
Samuel Riding, Regulation Asia April 6, 2016Tax authorities will be able to access account numbers, card owner names and tax identification numbers.
-
CBRC Warns Banks on Overseas Risk
Samuel Riding, Regulation Asia April 6, 2016Regulator says lenders should tighten controls amid allegations of compliance failings.
