AML / KYC
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ASIC Sets out Blockchain Regulatory Framework
Samuel Riding, Regulation Asia March 21, 2017Regulator will ask six questions to assess a DLT’s regulatory compliance.
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Updated – MAS Raises Spectre of Algo ‘Contagion’
Samuel Riding, Regulation Asia March 21, 2017Singapore regulator using clustering, network analysis; to set up supervisory technology unit.
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FSB Chief Urges Continuation of Reform
Samuel Riding, Regulation Asia March 20, 2017But Mark Carney suggests body will investigate ‘unintended consequences’ of regulation.
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Malaysia Regulators Unite on Corruption
Samuel Riding, Regulation Asia March 20, 2017Central bank, anti-corruption and tax bodies to share information, best practice.
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554When KYC Casts Customers Adrift
Peter Guy, Regulation Asia March 20, 2017A lost world of clients whose accounts are closed without explanation reveals the cruelty of automated compliance.
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HK SFC Fines Brokerage $335,000 for 300 AML Failures
Samuel Riding, Regulation Asia March 15, 2017Zhongtai International breached AML/CTF Ordinance, Code of Conduct and SFC guidance.
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677India Launches Payment Cybersecurity, KYC Consultation
Samuel Riding, Regulation Asia March 10, 2017Electronic pre-paid payment instrument issuers required to establish information security, privacy policy.
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Philippines to Allow ‘Video Messaging’ KYC
Samuel Riding, Regulation Asia March 10, 2017BSP deputy governor says new rules will ease banking access in rural areas.
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AUSTRAC Flags AML/CTF Compliance Weaknesses
Samuel Riding, Regulation Asia March 9, 2017Centre identifies failures in risk assessments, outsourcing and governance.
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HK SFC Fines Securities Firm for AML Breaches
Samuel Riding, Regulation Asia March 7, 2017Firm breached 3 regulations including SFC Code of Conduct.
