Enforcement

China Development Bank was handed the largest penalty, amounting to CNY 42.7 million. The other nine banks were fined a combined CNY 6.6 million.

Kardashian failed to disclose the compensation she received to promote EMAX tokens on Instagram. The case is a warning to other celebrities and influencers.

The suspects allegedly used different social media platforms to manipulate the trading in the shares of two Hong Kong-listed companies.

The Federal Court ruled that ASIC failed to establish that CBA received conflicted remuneration when distributing Colonial First State's superannuation product.

Large firms face penalties with no upper limit if they fail to reasonably monitor for and report suspicious transactions.

The A$1bn capital add-on imposed on CBA in May 2018 was halved in November 2020, and has now been completely removed.

The sanctions are a response to Putin's attempt to annex four regions of Ukraine, after holding referendums that have been denounced as illegal and coercive.

Deloitte China personnel asked certain Chinese clients to select their own samples for testing and prepare their own audit documentation.

Barclays did not have controls in place to track offers and sales of securities against the amount of registered offers and sales.

The hedge fund manager used non-public information from a market sounding call to trade short swaps on a KRX-listed stock.