Enforcement

Two insurance agents of Prudential Assurance Company Singapore provided false information to MAS in relation to an investigation it was pursuing.

PK Halder has been on the run since 2019 after allegedly defrauding multiple NBFIs in Bangladesh of more than $280,000.

Days earlier a Woori Bank employee was arrested for embezzling KRW 61.4 billion between 2012 and 2018.

A newly unsealed federal court opinion supports the DOJ's first criminal prosecution involving the use of crypto for sanctions evasion.

The enforcement principles guide RBNZ's investigation and enforcement strategy. The enforcement criteria help determine the appropriate enforcement response to non-compliance.

A former personal assistant helped his boss to launder HKD 125 million borrowed from listed company Sunway International Holdings.

The guidance follows Australia's first Federal Court judgment ruling that an AFS licensee breached its obligations on managing cyber risk.

The law grants regulators enhanced powers to address fraud and consumer complaints in a more timely manner.

Eddy Alexandre, the CEO of EminiFX, promised weekly returns would be generated through proprietary robo-advising technology.

Allianz Global Investors admitted that it violated the federal securities laws, and is disqualified from providing advisory services to US funds for ten years.