Liu Wenyi's case is said to be linked to the failure of Bank of Jinzhou as well as a corruption investigation involving a former head of Bank of Huludao.
The revelation comes follows AUSTRAC's launch of a formal enforcement investigation into NAB earlier this month.
Major shipbuilder Austal breached its continuous disclosure obligations in 2016 by failing to disclose a material change in its prior earnings guidance, ASIC says.
Australia's CBA and NAB are reportedly under scrutiny as they provided correspondent banking services to BSP Financial Group.
The CBIRC said Mashang Consumer Finance violated product pricing rules, consumer rights, and fair trade regulations.
The lawsuit claims Deloitte would have detected material misstatements and not issued unqualified opinions if its audits were carried out properly.
The former financial planning manager told a client he was required to buy an insurance policy before he could open a corporate bank account.
The Propex Derivatives trader is required to repay $21,000 in disgorgement and cease and desist from violating anti-spoofing and manipulation rules.
Two insurers, two financial advisory firms, and two individuals were reprimanded over breaches related to their risk management arrangements and remuneration practices.
SBI Social Lending Co solicited funds from investors with false or misleading information in lending agreements.
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