Regulators conducted 60 joint investigations in 1H16, taking total to 365 since Shanghai-HK link established in 2014.
ASIC says Macquarie Securities failed to escalate suspicions; China-based HFT to pay $101mn.
Firm said to have inadequate PEP identification procedures for more than three years.
Compliance with US overseas enforcement actions is unlikely to change in Asia despite the dilemma it raises for the region's banks.
Zhongtai International breached AML/CTF Ordinance, Code of Conduct and SFC guidance.
Firm breached 3 regulations including SFC Code of Conduct.
Company chairman misrepresented firm as P2P business despite no involvement in sector.
Investigation finds ANZ helped customers buy RMB-linked forwards for which they were unfit.
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