Enforcement
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CSRC Fines P2P ‘Hyper’ $500mn
Samuel Riding, Regulation Asia February 27, 2017Company chairman misrepresented firm as P2P business despite no involvement in sector.
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Taiwan FSC Fines ANZ for TRF Mis-selling
Samuel Riding, Regulation Asia December 9, 2016Investigation finds ANZ helped customers buy RMB-linked forwards for which they were unfit.
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DBS Taiwan Fined for TRF Mis-selling
Samuel Riding, Regulation Asia December 2, 2016Regulator has so far fined 16 banks $2.25mn for malpractice in selling the currency options.
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