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Enforcement
Enforcement
SEBI Allows Jane Street to Resume Trading in Indian Market
By Nithya Subramanian | 22/07/2025
SEBI has directed the BSE and NSE to maintain close oversight of the firm’s trading activity to ensure there is no recurrence of the alleged manipulative patterns.
Enforcement
ASIC Investigates Predatory Practices in Debt Management Sector
By Sanday Chongo Kabange | 22/07/2025
ASIC will review around 100 licensed firms amid concerns that vulnerable consumers are being harmed by predatory industry practices.
Enforcement
Hong Kong Court Bans Former First Credit Director for Seven Years
By Sanday Chongo Kabange | 22/07/2025
The SFC secured the order for breaches involving an undisclosed de facto director and misleading fundraising announcements
Enforcement
Taiwan FSC Fines Three Crypto Firms for AML Breaches
By Nithya Subramanian | 22/07/2025
The firms were penalised for inadequate CDD, failure to file STRs, and improper handling of high-risk clients, raising red flags over AML controls in the tech sector.
Enforcement
BSP Amends Rules and Procedures on Director Disqualification
By Sanday Chongo Kabange | 22/07/2025
The new regulations introduce a path for voluntary permanent self-disqualification and formalise the process for banning individuals convicted in court.
Fintech / Regtech
Hong Kong Privacy Watchdog Probes Louis Vuitton Data Breach
By Manesh Samtani | 21/07/2025
The investigation follows the luxury brand's disclosure of a multi-country cyberattack that compromised the personal data of customers across Asia.
AML / KYC
1MDB Fugitive Jho Low Allegedly in Shanghai Using Forged Australian Passport
By Manesh Samtani | 21/07/2025
Investigative journalists claim the fugitive financier is living in a luxury mansion and working for entities linked to the Chinese government.
Enforcement
China Issues Judicial Directive to Bolster Defences Against Foreign Sanctions
By Mark Johnston | 21/07/2025
Top judicial bodies are directed to enhance their understanding of international law as part of a broader strategy to guard against foreign sanctions and long-arm jurisdiction.
Enforcement
Japan's FSA Orders Nippon Life to Report on Information Leak
By Nithya Subramanian | 21/07/2025
The FSA ordered Nippon Life to explain how one of its employees accessed and shared confidential documents obtained from MUFG Bank.
Enforcement
Cambodia Arrests Over 1,000 in Crackdown on Scam Syndicates
By Nithya Subramanian | 19/07/2025
The arrests follow a directive from Prime Minister Hun Manet targeting foreign-run scam syndicates operating in Cambodia.
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