Market Infrastructure
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Sumitomo to Issue TLAC Bonds
Samuel Riding, Regulation Asia January 22, 2016Financial holding group’s bond designed to shore up banking arm’s regulatory capital.
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IOSCO Simulates GEM Cyber Attack
Samuel Riding, Regulation Asia January 22, 2016Growth and Emerging Markets Committee holds simulation involving more than 40 jurisdictions.
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NSE Seeks Self-listing Approval
Samuel Riding, Regulation Asia January 22, 2016SEBI does not normally allow exchanges to self-list, NSE wants to avoid listing on rival.
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Japan, EU Making ‘Substantial Progress’ on Regulatory Cooperation
Samuel Riding, Regulation Asia January 22, 2016Annual meeting cites concerns about impact of reforms on economic growth, updates on regulatory cooperation framework.
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Former SGX Head of Regulation Joins FSB Taskforce
Samuel Riding, Regulation Asia January 22, 2016Yeo Lian Sim appointed to taskforce on climate-related financial disclosures.
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Basel III Pushes Up Costs at 50% of Hedge Funds: AIMA
Samuel Riding, Regulation Asia January 21, 2016Survey finds 25% of alternative investment fund managers have seen costs rise more than 10 percent.
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OJK Issues Alternative Financing Rules
Samuel Riding, Regulation Asia January 21, 2016Indonesian regulator requires VC firms to establish legal entities, sets minimum capital requirements.
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SEBI Freezes Bank, Demat Accounts
Samuel Riding, Regulation Asia January 21, 2016Indian securities regulator issues attachment order on Aspen Projects after illegal fund raising.
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HKMA Tells Banks to Prepare for New Risk Framework
Samuel Riding, Regulation Asia January 20, 2016Letter to authorised institutions says regulator intends to follow Basel Committee timeline.
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Thailand Launches Crowdfunding Consultation
Samuel Riding, Regulation Asia January 20, 2016Securities regulator seeks feedback on managing conflicts of interest and compliance monitoring systems.
