Market Infrastructure
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China Commodity Exchanges Order Product Registration
Samuel Riding, Regulation Asia November 11, 2016Move aims to increase monitoring of risky asset management products.
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MAS to Loosen VC Regulations
Samuel Riding, Regulation Asia November 11, 2016Measures would ease access to funding for start-ups.
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India Sets Deadline for KYC Uploads to Central Server
Samuel Riding, Regulation Asia November 11, 2016Funds have until end of March to comply with SEBI requirement.
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Ex-CSRC Official Admits Taking Bribes
Samuel Riding, Regulation Asia November 11, 2016Li Liang pleads guilty to taking $1mn from nine companies.
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HK SFC Forms Specialist Teams for Key Risk Areas
Samuel Riding, Regulation Asia November 10, 2016Temporary teams will cover IPO misconduct, misconduct on GEM; AML/KYC, and mis-selling.
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MAS, R3 Launch Blockchain Centre
Samuel Riding, Regulation Asia November 10, 2016Initiative to innovate distributed ledgers, enhance efficiency of financial institutions and capital markets.
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SSE Reports Insurance Firm to Securities Commission
Samuel Riding, Regulation Asia November 10, 2016Exchange says insurer almost exclusively made short-term trades for 10 months.
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Capital Rules Could Shut Indian Commodity Exchanges – Traders
Samuel Riding, Regulation Asia November 10, 2016Traders suggest SEBI should consider specific capital requirements for each exchange.
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MAS Deputy MD Appointed Chair of GEM Committee
Samuel Riding, Regulation Asia November 9, 2016Jacqueline Loh will serve for three years as chair of Global Economy Meeting's Markets Committee.
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Rise in Complaints Warrants HK IPO Reform – SFC
Samuel Riding, Regulation Asia November 9, 2016Proposed listing reforms will enhance SFC’s transparency, accountability and efficiency, CEO says.
