Market Infrastructure
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Shanghai Futures Exchange Adopts Nasdaq Surveillance Platform
Samuel Riding, Regulation Asia October 20, 2016New platform will monitor Exchange’s more than 200 members, 700 distant trading terminals.
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Japan to Tighten HFT Regulations
Samuel Riding, Regulation Asia October 20, 2016New rules to cover trader registration and risk-management requirements.
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Taiwan Selects New FSC Chief
Samuel Riding, Regulation Asia October 20, 2016New chief is Bank of Kaohsiung chairman; former FSC chair quit amid Mega Bank scandal.
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India’s NSE Launches HFT Forensic Audit
Samuel Riding, Regulation Asia October 19, 2016Deloitte asked to looking into audit systems, investigate brokers and officials amid 'fair access’ violations.
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APRA Finalises Non-Centrally Cleared Derivatives Rules
Samuel Riding, Regulation Asia October 18, 2016Regulator will not announce implementation date or timetable yet to allow FIs time to prepare.
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CSRC Fines Media Firm for Misleading Article
Samuel Riding, Regulation Asia October 18, 2016Securities regulator seeking to clamp down on market rumours and misinformation.
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Singapore Hosts EU-APAC Regulators Forum
Samuel Riding, Regulation Asia October 17, 2016Representatives from both jurisdictions’ regulators discuss financial regulation, collaboration
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Korea Clarifies Financial Firm Governance Laws
Samuel Riding, Regulation Asia October 17, 2016Regulator responds to concerns about rules on outside directors, risk management and transparency.
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Vietnam Capital Markets Set for November ‘Big Bang’
Samuel Riding, Regulation Asia October 17, 2016Derivatives framework and conversion of SOEs into joint-stock companies set to boost liquidity.
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Thailand SEC to Probe Stock Slump
Samuel Riding, Regulation Asia October 17, 2016Securities regulator vows to take legal action if market manipulation is uncovered.
