Market Infrastructure
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Rise in Complaints Warrants HK IPO Reform – SFC
Samuel Riding, Regulation Asia November 9, 2016Proposed listing reforms will enhance SFC’s transparency, accountability and efficiency, CEO says.
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Cambodia to Pass E-commerce Law ‘Soon’
Samuel Riding, Regulation Asia November 9, 2016New law said to enhance investor and consumer protection; speed up business transactions.
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Pakistan Eases Fund Distributor Requirements
Samuel Riding, Regulation Asia November 9, 2016New rules aim to promote culture of savings and investment; increase outreach.
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ASIC Backs Industry-funded Model
Samuel Riding, Regulation Asia November 9, 2016Proposed model will allocate funding according to each sector supervised by securities regulator.
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NZ Proposes Market Infrastructure Stability Framework
Samuel Riding, Regulation Asia November 9, 2016Regulator says framework will promote financial stability amidst evolving market landscape.
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Singapore Parliament Considers Boost to MAS Powers
Samuel Riding, Regulation Asia November 8, 2016Amended bill would give more powers to the financial regulator, enhance regulatory safeguards.
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Korea Regulator Enters ‘Emergency Mode’ Amid Scandal
Samuel Riding, Regulation Asia November 8, 2016FSC says to step up monitoring and attempt to stabilise markets over increasing uncertainties.
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S.Korea, Oman Boost Regulatory Cooperation
Samuel Riding, Regulation Asia November 7, 2016Agreement will bolster both countries regulatory system and financial markets.
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HK Launches Best Execution Review
Samuel Riding, Regulation Asia November 7, 2016Securities regulator to conduct on-site inspections, benchmark vs other regulators.
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China Warns of Market Manipulation via Stock Connect
Samuel Riding, Regulation Asia November 7, 2016CSRC holds joint training session with Hong Kong regulator, issues warning statement.
