Market Infrastructure
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CSRC Revises Securities Firm Risk Controls
Samuel Riding, Regulation Asia June 20, 2016Measures include risk management staffing, system requirements to be implemented on 1 October.
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China Proposes to Ban Backdoor Fund Raisings
Samuel Riding, Regulation Asia June 20, 2016Securities regulator also doubles lock-in period for shareholders in restructured companies.
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SFC, HKEx Issue Consultation on Listing Regulation
Samuel Riding, Regulation Asia June 20, 2016Regulator and stock exchange propose changes to decision-making, governance structure.
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No Super-Regulator Soon, China Think Tank Says
Samuel Riding, Regulation Asia June 17, 2016Influential research center says reform should focus on ‘regulatory philosophy’ over next 2-3 years.
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S.Korea Revamps Capital Control Rules
Samuel Riding, Regulation Asia June 17, 2016Authorities concerned about capital outflows due to ‘external risks’.
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Singapore’s GIC Bidding for NSE Stake
Samuel Riding, Regulation Asia June 17, 2016Sovereign wealth fund teams up with local PE firm ChrysCapital to buy 5% stake in Indian exchange.
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Singapore, Australia Establish Fintech Tie-up
Samuel Riding, Regulation Asia June 17, 2016Agreement aims to reduce regulatory uncertainty and time to market, MAS says.
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Japan Probes Banks’ Currency Settlement Risk
Samuel Riding, Regulation Asia June 16, 2016Financial Services Agency to check whether banks and brokers use automated services.
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BSE to Test Trading at Disaster Recovery Site
Samuel Riding, Regulation Asia June 16, 2016BSE (Bombay Stock Exchange) will conduct a mock trading session from a disaster recovery site in Hyderabad to test the strength of its systems.
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State Street Fined Over Management of HK Tracker
Samuel Riding, Regulation Asia June 16, 2016Cash balances in related party’s demand deposit accounts earned no interest over 4.5 years.
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