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Capital / Liquidity
BCBS Publishes Study on Early Supervisory Intervention Practices
By Editors | 03/04/2018
Intervention action should be taken to correct unsafe or unsound banking practices before rules and buffers are materially breached.
Market Infrastructure
Japan Exchange Group to Sell SGX Stake Over Three Years
By Editors | 03/04/2018
JPX to sell stake due to governance code requirements to explain strategic holdings, but says cooperation will continue.
Market Infrastructure
Bangladesh Banks Call for Reforms on Internal Controls, Compliance
By Garima Chitkara | 02/04/2018
The Bangladesh Institute of Bank Management presented a report calling for reform of internal control and compliance departments at the country’s banks.
Enforcement
CSRC Flexes Muscles with Internal Control, Market Integrity Rules
By Samuel Riding | 02/04/2018
Securities regulator, which remains independent after recent reshuffle, tightens rules on investment bank internal controls, securities and futures market participation.
Market Infrastructure
Malaysia Foils Cyber Attack Involving Falsified SWIFT Messages
By Manesh Samtani | 01/04/2018
Unauthorised transactions were prevented by central bank, no financial losses occurred; near breach prompts increased vigilance in the Philippines.
Enforcement
Chinese Government Approves WMP Clampdown
By Editors | 30/03/2018
New rules to reduce leverage, ban guarantees; financial court to be set up in Shanghai will jurisdiction over major legal cases.
Market Infrastructure
PBOC Pilots Phase Two Interbank Payment System
By Editors | 30/03/2018
The second phase of CIPS will pilot at ten banks covering cross-border yuan clearing and settlement for all time zones.
Market Infrastructure
India to Democratise Algo Trading Access
By Garima Chitkara | 29/03/2018
New measures aimed at cheaper access to tick data and co-location, greater disclosure on algorithms and latency from exchanges, stiffer penalties for high order-to-trade ratios.
Capital / Liquidity
Malaysia to Make Specialist Compliance, Risk Management Qualifications Compulsory
By Editors | 29/03/2018
BNM to introduce code of conduct for senior FI personnel, regulatory standards to govern banks’ increased outsourcing of functions.
Securities / Derivatives
Australia Introduces Funds Passport Legislation
By Editors | 29/03/2018
Implementation of Asia Region Funds Passport to be complemented by a new corporate structure vehicle to export to investors in Asia.
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