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Structural Regulation
BSEC to Take Action Over Lack of Women on Boards
By Editors | 06/05/2026
The securities regulator has set a 30 June 2026 deadline for listed firms to appoint at least one female independent director, threatening legal action for non-compliance.

Structural Regulation
Malaysia to Cease Commercial Operations of SC's Training Arm
By Editors | 06/05/2026
The SIDC will halt commercial activities after a review found its model unsustainable, though mandatory training and certification are set to continue.

Structural Regulation
Philippines SEC Consults on New Structured Warrants Framework
By Sanday Chongo Kabange | 06/05/2026
The proposal outlines rules for the issuance, registration and trading of structured warrants, covering issuer eligibility, risk management, and investor protection.

KYC & CDD
India Notifies Investment Rules for Funds with Minority China Links
By Nithya Subramanian | 06/05/2026
The government has amended its foreign investment rules, relaxing approval requirements for overseas entities with limited beneficial ownership from neighbouring countries, effective 1 May 2026.

Supervision & Enforcement
HKEX Replaces Auditor PwC With KPMG Amid Evergrande Fallout
By Editors | 06/05/2026
HKEX shareholders have approved the appointment of KPMG as auditor, a direct consequence of regulatory penalties against PwC for its work on China Evergrande.

Alternative Markets
FSB Scrutinises Retail Investor Risks in Private Credit
By Editors | 06/05/2026
The FSB is examining risks from the influx of retail investors into the private credit market amid concerns over redemptions and loan quality.

Conduct, Culture & Accountability
New Zealand FMA Chair Quits After Report Finds Impartiality Breaches
By Sanday Chongo Kabange | 06/05/2026
Craig Stobo has resigned after an independent review found his public commentary breached political neutrality rules, raising concerns about the regulator’s independence.

AI Risk & Governance
BOK Governor Puts AI, Digital Won at Centre of New Agenda
By Mark Johnston | 06/05/2026
The move is part of new governor Hyun Song Shin's broader push for a revamped financial stability framework, digital innovation, and structural reform.

Trading & Investment
NSE India Launches Electronic Gold Receipts to Formalise Trading
By Nithya Subramanian | 06/05/2026
NSE has introduced EGRs, enabling dematerialised trading backed by physical gold in regulated vaults to improve transparency, liquidity and market access.
Trading & Investment
India Unlikely to Allow Banks, Insurers to Trade Commodity Derivatives: SEBI
By Editors | 06/05/2026
SEBI chairman says the central bank and insurance authority are not inclined to permit their regulated entities to invest in commodity derivatives.
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