Markets & Infrastructure

    Structural Regulation

    BSEC to Take Action Over Lack of Women on Boards

    By Editors | 06/05/2026

    The securities regulator has set a 30 June 2026 deadline for listed firms to appoint at least one female independent director, threatening legal action for non-compliance.

    Structural Regulation

    Malaysia to Cease Commercial Operations of SC's Training Arm

    By Editors | 06/05/2026

    The SIDC will halt commercial activities after a review found its model unsustainable, though mandatory training and certification are set to continue.

    Structural Regulation

    Philippines SEC Consults on New Structured Warrants Framework

    By Sanday Chongo Kabange | 06/05/2026

    The proposal outlines rules for the issuance, registration and trading of structured warrants, covering issuer eligibility, risk management, and investor protection.

    KYC & CDD

    India Notifies Investment Rules for Funds with Minority China Links

    By Nithya Subramanian | 06/05/2026

    The government has amended its foreign investment rules, relaxing approval requirements for overseas entities with limited beneficial ownership from neighbouring countries, effective 1 May 2026.

    Supervision & Enforcement

    HKEX Replaces Auditor PwC With KPMG Amid Evergrande Fallout

    By Editors | 06/05/2026

    HKEX shareholders have approved the appointment of KPMG as auditor, a direct consequence of regulatory penalties against PwC for its work on China Evergrande.

    Alternative Markets

    FSB Scrutinises Retail Investor Risks in Private Credit

    By Editors | 06/05/2026

    The FSB is examining risks from the influx of retail investors into the private credit market amid concerns over redemptions and loan quality.

    Conduct, Culture & Accountability

    New Zealand FMA Chair Quits After Report Finds Impartiality Breaches

    By Sanday Chongo Kabange | 06/05/2026

    Craig Stobo has resigned after an independent review found his public commentary breached political neutrality rules, raising concerns about the regulator’s independence.

    AI Risk & Governance

    BOK Governor Puts AI, Digital Won at Centre of New Agenda

    By Mark Johnston | 06/05/2026

    The move is part of new governor Hyun Song Shin's broader push for a revamped financial stability framework, digital innovation, and structural reform.

    Trading & Investment

    NSE India Launches Electronic Gold Receipts to Formalise Trading

    By Nithya Subramanian | 06/05/2026

    NSE has introduced EGRs, enabling dematerialised trading backed by physical gold in regulated vaults to improve transparency, liquidity and market access.

    Trading & Investment

    India Unlikely to Allow Banks, Insurers to Trade Commodity Derivatives: SEBI

    By Editors | 06/05/2026

    SEBI chairman says the central bank and insurance authority are not inclined to permit their regulated entities to invest in commodity derivatives.

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