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ASIC Conducting First Major Review of Broker Best Interests Duty
By Editors | 12/02/2026
ASIC is analysing aggregator data on product recommendations, supervision, and complaints, with enforcement action possible for serious breaches found in the review.

Australia Introduces Superannuation Reform Bill to Boost Retirement Savings
By Editors | 12/02/2026
New legislation aims to boost retirement savings for 1.3 million low-income workers and reduce tax breaks for high-balance accounts.

Australia Launches Review of Sovereign Debt Manager AOFM
By Sanday Chongo Kabange | 11/02/2026
Independent review to assess operations, capability and governance of the Australian Office of Financial Management following a recent internal restructure.

Securities / Derivatives
ASX Chief Helen Lofthouse to Step Down in May 2026
By Sanday Chongo Kabange | 11/02/2026
The departure comes as the ASX prepares for the first phase of its reset CHESS project and faces a regulatory probe.

Trending
Australia Proposes Major Governance Overhaul For Managed Funds
By Sanday Chongo Kabange | 11/02/2026
Proposals include mandatory external directors on boards and a ban on most related-party transactions following high-profile fund collapses.

Securities / Derivatives
Australia Urged to Mandate LEI Renewals to Safeguard Data Integrity
By Manesh Samtani | 10/02/2026
An industry leader calls for stronger regulatory enforcement to ensure data quality as the LEI's use expands beyond derivative reporting.

Enforcement
Australia Federal Court Penalises FIIG Securities for Cybersecurity Failures
By Mark Johnston | 10/02/2026
The Federal Court has ordered the fixed-income specialist to pay AUD 2.5 million for inadequate cybersecurity controls following a major data breach.

AML / KYC
Australian Banks Seek to Limit AUSTRAC's Proposed Product Ban Powers
By Manesh Samtani | 10/02/2026
The ABA has called for the new AML intervention powers to be restricted to high-risk sectors like crypto, not established banks

Fintech / Regtech
Australia’s CBA Details AI Governance Framework in Industry-First Report
By Sanday Chongo Kabange | 09/02/2026
New report outlines CBA's risk management processes, board-level oversight, and AI principles amid growing regulatory scrutiny of the technology.

Enforcement
ASIC Steps Up Support for Investors Hit by Super Fund Collapses
By Nithya Subramanian | 06/02/2026
ASIC is expanding investor outreach, complaint pathways and compensation efforts as investigations into the First Guardian and Shield fund collapses continue.
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