Latest News
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94?>TDCC to Operate Centralised Clearing Platform for Funds
Darien Choong, Regulation Asia May 18, 2022Taiwan Depository Clearing Corp is will establish and operate a centralised domestic fund clearing platform.
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87?>Market InfrastructureChina Issues New Guidelines on Accounting Firm Inspections
Editors, Regulation Asia May 18, 2022Inspections will assess whether accounting firms have adequate information security and systems for screening audit work papers for "secrets".
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160?>ChinaUS Warns Foreign Banks Against Facilitating Sanctions Evasion
Editors, Regulation Asia May 18, 2022Foreign banks could fall under US sanctions if they provide material support to a person or entity sanctioned by the US.
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109?>AML / KYCNomura to Establish New Subsidiary Dedicated to Digital Assets
Editors, Regulation Asia May 18, 2022The new subsidiary will combine digital asset services under a single entity that will have about 100 staff by end-2024.
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155?>Fintech / RegtechKorea Regulators Probe Crypto Industry Over Terra Collapse
Editors, Regulation Asia May 18, 2022Korean crypto exchanges have been asked to share their data on UST and LUNA transactions including and the number of affected investors.
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141?>UncategorisedNSE Launches First SGX Connect Product at GIFT City
Editors, Regulation Asia May 18, 2022NSE IFSC-SGX Connect is expected to go fully live in July 2022, with the onboarding of SGX members.
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184?>IndiaAllianz to Pay $6bn to Settle Investor Fraud Cases
Editors, Regulation Asia May 18, 2022Allianz Global Investors admitted that it violated the federal securities laws, and is disqualified from providing advisory services to US funds for ten years.
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192?>EnforcementTokyo Bourse to Pilot Carbon Market in September
Editors, Regulation Asia May 18, 2022The TSE has been commissioned to develop Japan's first carbon credits market. Full-scale operations will be launched in FY2023-2024.
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169?>FeatureUS Investment Banks Pause Work on New SPAC Deals
Mark Johnston, Regulation Asia May 18, 2022New rules from the SEC have reportedly prompted Goldman, Bank of America and Citigroup to scale back their involvement in SPAC deals.
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162?>Securities & TradingUS Treasury Outlines Plans to Combat Illicit Finance
Editors, Regulation Asia May 18, 2022Treasury highlighted efforts to address illicit finance risks associated with shell companies, all-cash real estate purchases, and virtual assets.
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