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ASIC Continues Crackdown on Hybrids

SFC Quarterly Update Apr-June 2013

MAS Consultation Paper on Basel III Liquidity Rules

SFC Reprimands and Fines China Securities Holdings

SEC Issues Risk Alert on Options Trading

ASIC makes rules on dark liquidity, high-frequency trading

SFC issues guidelines on CPSS-IOSCO Principles for financial market infrastructures

Many Hong Kong institutions not ready for FATCA

Hong Kong's banks should put to good use the recent decision by the U.S. Treasury to delay the implementation of the Foreign Account Tax Compliance Act (FATCA), said a local industry official.

Instinet Australia Pty Limited pays $130,000 infringement notice penalty

Hong Kong companies urged to ensure Islamic bond compliance

With Islamic finance finally taking root in Hong Kong, compliance and legal staff at the territory's financial institutions offering sukuk, or Islamic bonds, must ensure that their structures conform to the law, said a local lawyer. Doing so was essential,...