ADVERTISEMENT
Securities / Derivatives
Five Chinese Heavyweights to Delist from US Exchanges
By Editors | 15/08/2022
The companies cited the small trading volume of their shares in New York, without mentioning any ongoing disputes between US and Chinese authorities.
Crypto / Digital Assets
Philippines: BSP to Suspend VASP Licensing for Three Years
By Editors | 15/08/2022
Starting from 1 September, new VASP licence applications will only be entertained if they come from existing BSP-supervised financial institutions.
AML / KYC
INTERPOL Launches Global Money Mule Awareness Campaign
By Editors | 15/08/2022
The Japan-funded global campaign will run for two weeks until 26 August 2022 on social media, with support from 34 countries worldwide.
Enforcement
China: Nine Execs Allegedly Linked to Semiconductor Fund Fraud
By Editors | 14/08/2022
Executives from a high-profile chipmaker, a fund that invested in it, and the manager of the fund are under investigation in a fraud and corruption probe.
Capital / Liquidity
APRA Corporate Plan Highlights Focus on Industry Resilience
By Sanday Chongo Kabange | 14/08/2022
In its latest corporate plan, APRA said its focus is to ‘protect the community today’ and ensure the financial system is ‘prepared for tomorrow’.
Enforcement
Taiwan FSC Again Fines HK Firm for Faulty Beneficiary Disclosure
By Editors | 14/08/2022
Hong Kong-based Capital Target was fined last May and ordered to reduce its shareholdings in a Taiwanese financial conglomerate.
Securities / Derivatives
SEBI Amends Due Diligence Guidelines for Debenture Trustees
By Editors | 14/08/2022
The enhanced guidelines cover empanelment of external agencies for due diligence, conflicts of interest policy, and allow the creation of additional security post NCD listing.
Fintech / Regtech
Making Data Security a Priority in a World of Tech-driven Services
By Philip Keller | 14/08/2022
Philip Keller outlines key considerations for banks when establishing a protocol to ensure data can only be shared in a safe, reliable, timely, and complete manner.
ESG / Sustainability
Thai SEC to Develop Guidance on Human Rights Due Diligence
By Editors | 14/08/2022
The guideline is being developed with Chulalongkorn University to help listed entities adopt concrete human rights due diligence practices in line with the UNGPs.
Crypto / Digital Assets
Financial Education Gaps Prevent Retail Participation in Markets
By Manesh Samtani | 14/08/2022
New research from WEF, BNY Mellon and Accenture finds 29% of investors do not understand crypto, but nearly 40% said the same of stocks and bonds.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team