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Guidelines allow digital advisers to pass client orders to brokerage firms for execution without the need for an additional capital markets services licence.

The branch manager knowingly provided false or misleading information and documentation in loan applications and falsely attributed them to a relative for introducer commissions.

Malaysia needs to be on par with global legislation on data protection such as GDPR, said Minister Gobind Singh Deo at a recent conference.

The agreement allows eligible funds in Hong Kong and the UK to be distributed in each other’s market through a streamlined process.

Institutions, regulators and policymakers across Asia Pacific should take heed of the lessons of Australia's Royal Commission if they are to avoid similar problems, says Matthew Chan.

Under the 'Voluntary Retention Route', FPIs will be exempt from current caps and concentration limits provided they voluntarily commit to long-term investment in Indian debt.

New information paper presents an overview of the migration of HKEX technology infrastructure for northbound trading under Stock Connect.

The bank was found to have extended inappropriate loans to businesses related to its founding members based on falsified proof of income and assets.

Deutsche-issued TraCRs represent a new mechanism for Australian investors to gain exposure to overseas listed companies, starting with Apple Inc.

Announced at the end of a week-long national holiday, the RRR cut will free up $175bn in liquidity for banks to repay MLF funding and boost business lending.