Posts By Editors, Regulation Asia
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211CFTC Allowed to Serve Complaint to DAO Through Website
Editors, Regulation Asia October 6, 2022The CFTC intends to hold any voting member of the Ooki DAO individually liable for violations of the Commodity Exchange Act and CFTC regulations.
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221Singapore Passes Amendments to Business Trusts Act
Editors, Regulation Asia October 6, 2022Unlisted business trusts will have to obtain and maintain information on the beneficial owners of units, and provide this information to authorities upon request.
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206NPCI Signs MOU to Enable UPI Payments in Oman
Editors, Regulation Asia October 6, 2022NPCI and Oman's central bank will study the possibility of connecting the UPI and RuPay card systems used in India with similar systems in Oman.
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220Korea to Relaunch Market Stabilisation Fund This Month
Editors, Regulation Asia October 6, 2022The stabilisation fund will be worth a reported $7bn and be used to inject money in the local stock market if it continues to fall.
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203FMA Proposes Guidance on Keeping Proper Accounting Records
Editors, Regulation Asia October 6, 2022The FMA offers guidance for reporting entities on their obligations under the FMC Act to keep proper accounting records.
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250Taiwan Amends Prospectus Rules to Accommodate ESG Funds
Editors, Regulation Asia October 6, 2022The draft amendments specify the disclosures securities investment trust funds must make in their prospectuses if they are ESG-themed.
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185SEBI Extends 2FA Requirement to Fund Subscription Transactions
Editors, Regulation Asia October 6, 2022AMCs are already required to authenticate mutual fund redemption transactions. The requirement is being extended to include subscription transactions.
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220Further Progress Made to Adopt Basel III Standards: BCBS
Editors, Regulation Asia October 6, 2022The latest update highlights progress to implement the Basel III standards from APAC jurisdictions including Australia, Indonesia, Japan and China.
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205Australia Releases Report Addressing Bank Branch Closures
Editors, Regulation Asia October 6, 2022The report says banks need to improve communication and support provided to local communities when regional branches close or their hours are reduced.
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502Basel AML Index: Progress in AML/CFT Remains “Paralysed”
Editors, Regulation Asia October 5, 2022New Zealand, Australia, Taiwan and Singapore received the best ML/TF risk scores among APAC jurisdictions in the latest Basel AML Index.
