Posts By Editors, Regulation Asia
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305BIS Innovation Hub to Develop Stablecoin Monitoring Tools
Editors, Regulation Asia February 8, 2023Project Pyxtrial will investigate technological tools that can enable systemic monitoring of stablecoins and their balance sheets.
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257SEBI Directs Banks to Identify Beneficial Owners of All FPI Clients
Editors, Regulation Asia February 8, 2023FPIs will lose their registration in India if updated beneficial ownership information is not obtained by 30 September 2023.
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253UK FCA Directs Crypto Firms to Prepare for New Ad Rules
Editors, Regulation Asia February 8, 2023Breaches of the rules can result in takedowns of websites, public warnings, and other actions, including up to two years in prison.
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221ASIC Disciplinary Panel Fines Stockbroker Over Trade Pricing
Editors, Regulation Asia February 8, 2023Wilsons Advisory and Stockbroking reported over 2,000 trades as TWPI transactions in circumstances where the trades did not provide price improvement.
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219Bank Indonesia Consults on Wholesale CBDC Development
Editors, Regulation Asia February 8, 2023The consultation paper covers access, issuance, redemption, funds transfer, technical aspects and implications for the financial system.
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384US SEC Expands Staff Messaging Probe to Hedge Funds
Editors, Regulation Asia February 8, 2023The SEC has asked firms including Point72 Asset Management and Citadel to search employees' personal devices for evidence of business dealings via unapproved channels.
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282Morgan Stanley Wins Approval to Fully Own China Fund Business
Editors, Regulation Asia February 7, 2023Morgan Stanley Investment Management becomes the 7th foreign firm approved to fully own a domestic mutual fund business.
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227Thailand Grants Crypto Fund Managers Greater FX Flexibility
Editors, Regulation Asia February 7, 2023The amendment will give digital asset fund managers greater flexibility to purchase digital assets overseas and make payments for related expenses.
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202
SEBI Proposes to Prevent Brokers from Holding Client Funds Overnight
Editors, Regulation Asia February 7, 2023SEBI proposes to require trading and clearing members to move all client funds to clearing corporations at the end of each trading day to prevent broker misuse.
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237NZ FMA Offers Guidance on Providing Investment Advice
Editors, Regulation Asia February 7, 2023The guidance focuses on situations where it is difficult or impractical to access information to support reasonable grounds for financial advice on an investment product.
