
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

Enforcement
CSRC Probes Private Funds Over False Disclosures
27/11/2023
The CSRC said two private funds engaged in a multi-layered investment scheme, with false information disclosure and possible criminal behavior.

Crypto / Digital Assets
Interactive Brokers, Victory Securities Granted HK Crypto Licences
27/11/2023
Interactive Brokers and Victory Securities say they have approval to offer crypto trading services to retail investors in Hong Kong.

Capital / Liquidity
China Finalises Bank Rules on Country Risk Management
27/11/2023
Banks must establish “formal internal country risk rating systems” and set aside proportionate reserves for country risk.

Securities / Derivatives
HKEX Allows Indonesian Companies to Apply for Secondary Listings
27/11/2023
The inclusion of IDX on HKEX’s list of Recognised Stock Exchanges allows Indonesian companies to apply for a secondary listing in Hong Kong.

Market Infrastructure
SFC, HKEX Formally Announce Plans to Launch China Treasury Bond Futures
26/11/2023
The launch of treasury bond futures in Hong Kong will further expand the toolkit for overseas investors to hedge their exposure to Mainland assets.

Fintech / Regtech
Korea Opens Access to More Data Types on Public Portal
26/11/2023
The new data types include social bond information, securities lending transaction information, and insurance statistics.

AML / KYC
Australia Unveils First Quarterly Report from New Anti-Scam Centre
26/11/2023
The quarter ended with reported scam losses of A$29.8mn in September 2023, the lowest reported in a single month since October 2021.

Fintech / Regtech
OJK Launches AI Code of Ethics Guidelines for Fintech Industry
25/11/2023
The guidelines are intended to serve as a reference for fintech associations to establish their code of conduct and optimise the use of AI in the fintech industry.

Chinese Regulators Pledge Renewed Support for Tech Industry
25/11/2023
Financial institutions were directed to improve their services and financing support for technology firms.

Capital / Liquidity
China Considers Allowing Unsecured Lending to Developers
24/11/2023
Regulators are reportedly considering allowing banks to issue unsecured working capital loans to some developers for the first time.
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