
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

Securities / Derivatives
China State Fund Starts Moving to Boost Stock Market
12/10/2023
State-controlled Central Huijin Investment increased its stake in China’s big four banks and plans to continue buying shares for the next six months.

Securities / Derivatives
China Restricts Overseas Trading by Domestic Investors
12/10/2023
Cross-border securities broking, securities lending, fund sales and investment consulting for domestic investors are all prohibited.

Crypto / Digital Assets
JPMorgan Chase Launches ‘Tokenized Collateral Network’
12/10/2023
The first live transaction involved the use of tokenised shares in a BlackRock MMF as collateral in a bilateral OTC derivatives trade with Barclays.

Capital / Liquidity
RBI to Extend PCA Framework to Government NBFCs
12/10/2023
The RBI will extend the PCA framework to government NBFCs, except those in the “base layer”, from 1 October 2024.

SEBI Calls on AIFs to Develop and Adopt Code of Conduct
12/10/2023
The industry body for alternative investment funds would help to address their use by regulated entities to circumvent regulations.

Enforcement
Goldman Sachs Sues Malaysia Over 1MDB-related Dispute
12/10/2023
The two sides are in disagreement over whether Goldman must make an interim payment against a guarantee it provided in its 2020 settlement with Malaysia.

Enforcement
Kiwibank Fined for Overcharging Transaction Fees
12/10/2023
The court said the relevant conduct involved “negligence, and no intention to deprive customers of their entitlements.”

Enforcement
SFC Bans Investment Banker for Seven Years for Sponsor Failures
12/10/2023
The SFC said there was a need to send a “strong deterrent message” that failures of sponsors and sponsor principals will not be tolerated.

ESG / Sustainability
Japan Launches Trading in New Carbon Credits Market
12/10/2023
On the first day of trading, the TSE said 3,689 tons of emissions were traded, with renewable power being the most active J-Credits category.

ESG / Sustainability
Malaysia Hosts Asia Launch of Revised OECD Principles on Corporate Governance
11/10/2023
The SC chairman said a dedicated sustainability committee has been formed on the SC Board. Deputy finance minister said Parliament will consider the establishment of “Bursa RegSub”.
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