Manesh Samtani
Manesh Samtani is the Editor at Regulation Asia, where he leads the regional news desk from Hong Kong, directing coverage of critical regulatory developments impacting financial services across APAC. Manesh specialises in analysing how new rules and technologies are reshaping banking, capital markets, and the fight against financial crime, providing finance professionals, compliance leaders, and policymakers with the intelligence they need to navigate risk and understand the impact of regulatory change in the region. manesh@regulationasia.com
Articles by Manesh Samtani
Securities / Derivatives
China Tightens Short Selling Rules to Bolster Stock Market
16/10/2023
The margin ratio for securities lending has been raised, and restrictions are being imposed on listed company executives and strategic shareholders.
Crypto / Digital Assets
Australia Consults on Proposed Regulatory Framework for Crypto
16/10/2023
Digital asset platforms would be subject to existing financial services laws and required to obtain a licence from ASIC.
Enforcement
HK Investment Banks Face Naked Short Selling Fines in Korea
16/10/2023
The FSS said it uncovered illegal short selling by two global investment banks. The banks were identified by local media as BNP Paribas and HSBC.
AML / KYC
HKMA Announces Enhancements to Anti-Fraud Initiatives
15/10/2023
FMLIT expanded to include more AIs; FINEST to cover more banks; FPS to gain pre-transaction alert mechanism.
Securities / Derivatives
MAS Issues Liquidity Risk Management Guidance for Funds
13/10/2023
The new information paper sets out expectations in four areas: governance, product design, ongoing LRM, and stress testing.
Crypto / Digital Assets
US Regulators File Suit Against Former CEO of Voyager Digital
13/10/2023
The CFTC and FTC filed parallel actions alleging Stephen Ehrlich misled customers and caused more than $1bn in losses to Voyager customers.
Securities / Derivatives
SFC Proposes New Guidelines for Market Soundings
12/10/2023
The proposed guidelines introduce a common set of “Core Principles” for market soundings to prevent misuse of non-public information.
AML / KYC
ML/TF Risks Facing the Australian Legal Profession: Report
11/10/2023
Luke Murphy, president of the Law Council of Australia, said there are vulnerabilities but they can be managed by augmenting existing controls.
China’s Real Estate Crisis Could Worsen, Warns IMF
11/10/2023
House price declines could cause the balance sheets of banks and households to worsen and amplify financial risk.
Capital / Liquidity
FSB Considers Ways to Improve Bank Resolution Framework
11/10/2023
The FSB said its review of the Credit Suisse case validated the “appropriateness and feasibility” of the existing framework for resolving G-SIBs.
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