Enforcement

SFC Fines Sino-Rich Securities, Suspends Exec Over Margin Lending Failures

13/05/2025

The SFC said Sino-Rich Securities had inadequate documentation and enforcement of margin lending policies.

Enforcement

Chinese Businessman Arrested in Vietnam Over $165m Fraud

12/05/2025

The businessman was apprehended in Vietnam and handed over to Chinese authorities after having fled China in 2023.

Korea Development Bank to Advance Vietnam Expansion

12/05/2025

After a six-year wait, KDB received a letter from SBV confirming that all the required document submissions have been completed.

Securities / Derivatives

SEBI Proposes Relaxed Co-Investment Norms for Alternative Investment Funds

12/05/2025

SEBI considers easing rules for AIF co-investments, enabling separate investment schemes and broader advisory services for managers.

ESG / Sustainability

HKMA Launches 2025 Green Fintech Competition

12/05/2025

The focus will be on five themes, including climate risk modelling, carbon market analytics, and sustainable investing, among others.

AML / KYC

Korea to Tighten ID Checks at Lenders to Combat Voice Phishing

12/05/2025

Specialised credit finance companies and larger loan businesses will be required to implement stricter identity verification

Market Infrastructure

Indian Banks on High Alert Amid Tensions With Pakistan

11/05/2025

Indian banks have been directed to bolster cybersecurity and protect the country’s digital payments infrastructure.

Securities / Derivatives

Taiwan FSC Eases Rules on Corporate Bond Conversions

11/05/2025

The amendments allow holders of convertible bonds and warrant bonds more flexibility to request conversion or subscription.

Capital / Liquidity

Chinese Banks Directed to Improve Services for Small, Micro Businesses

11/05/2025

NFRA is calling on lenders to enhance the quality of financial services provided to small and micro enterprises.