Supervision & Enforcement

ANZ New Zealand to Pay NZ$3.25m Over Misleading Statements

08/09/2025

The payment follows admissions by the bank that it breached fair dealing laws related to unarranged overdraft fees and mortgage incentive clawbacks.

Anti-Bribery & Corruption

China Probes Former CSRC Chief Yi Huiman in Graft Crackdown

08/09/2025

The investigation is reportedly linked to Yi's long career at ICBC, marking a major development in the sector's anti-corruption drive.

Cryptocurrency

ASIC Takes Crypto 'Financial Product' Definition to High Court

08/09/2025

The regulator will appeal a lower court ruling that a fixed-yield crypto product was not a financial service requiring a licence.

Trading & Investment

CSRC Proposes Deep Cuts to Mutual Fund Sales Fees

08/09/2025

The move is the final step in a broader industry overhaul and is expected to save investors approximately CNY 30 billion annually.

Anti-Money Laundering

US Announces New Measures Targeting Cross-Border Financial Crime

08/09/2025

The SEC has formed a new enforcement task force targeting foreign fraud, while FinCEN has issued guidance to encourage cross-border information sharing.

Cryptocurrency

India to Implement OECD Crypto Tax Reporting Framework by 2027

08/09/2025

The move will bring offshore crypto-asset holdings under the tax net, requiring exchanges to automatically share transaction data with global authorities.

PEPs & Sanctions

ASO Provides Key Technical Details for Consolidated List Overhaul

08/09/2025

Firms given detailed guidance on alias strength, data formats, and a hard cut-off date as the 1 November deadline for sanctions list changes approaches.

Reporting & Disclosures

Chinese Exchanges Release Draft Guidelines on Environmental Disclosures

08/09/2025

Shanghai, Shenzhen and Beijing bourses released draft guidelines on pollution, energy and water use to aid implementation of mandatory sustainability reporting.

Conduct, Culture & Accountability

HK SFC Suspends Former Asset Manager RO for Fund Failures

06/09/2025

The former RO failed to address significant conflicts of interest and NAV inflation in a fund managed by the now-dissolved Agg Asset Management.