Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

    Market Infrastructure

    ASIC Finalises New Licensing Framework for Foreign Firms

    11/03/2020

    The framework introduces a new ‘foreign AFS’ licensing regime, and licensing relief for foreign fund managers seeking to induce investment from certain professional investors such as super funds.

    AML / KYC

    S. Korea Passes New Regulatory Framework for Crypto Sector

    11/03/2020

    The ‘Special Financial Information Law’ authorises Korean financial regulators to oversee the crypto industry and develop AML rules in line with the FATF recommendations.

    Capital / Liquidity

    BSP to Adopt New Supervisory Assessment Framework From July

    11/03/2020

    The new SAFr – said to be more forward-looking compared to CAMELS – uses a four-point rating scale, focusing on FIs business models and compliance systems’ ability to mitigate risk.

    AML / KYC

    Terrorist Financing Threat Requires More Effective Response

    10/03/2020

    The current approach to terrorist financing is one-dimensional, overly simplistic and outdated, says a new paper from RUSI’s Centre for Financial Crime and Security Studies.

    AML / KYC

    India: Yes Bank Co-founder Arrested Over Illicit Kickbacks

    10/03/2020

    The arrest comes just days after the RBI seized control of Yes Bank due to its inability to raise capital to restore liquidity and address loan losses and credit downgrades.

    Securities / Derivatives

    S. Korea Tightens Short Selling Rules to Curb Market Volatility

    10/03/2020

    Starting from Wednesday, the new rules will extend the current 1-day prohibition on ‘overheated short-selling stocks’ to 10 days, while lowering the thresholds for the designation.

    Japan Approves Trillion-Yen Aid Package to Support Economy

    10/03/2020

    The package includes low- and zero-interest loans for the hardest hit SMEs and self-employed workers, and additional support for larger companies through public financial institutions.

    Uncategorised

    ASIC Consults on Advice Fee Consent, Independence Disclosures

    10/03/2020

    The legislative instruments ASIC proposes are based on draft legislation for Royal Commission reforms – due to come into effect in July.

    Enforcement

    Woori Financial Chair Seeks Injunction Against FSS Sanctions

    10/03/2020

    If the injunction is granted, it could clear the path for Woori Financial Group chairman Sohn Tae-sung to lead the group for another three-year term.

    Fintech / Regtech

    JPX to Test DLT Information Sharing in Securities Post Trade

    10/03/2020

    The pilot testing will seek to address inefficiencies in the securities post-trade process that arise as a result of data and workflow mismatches between trading counterparties.

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