Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

    Fintech / Regtech

    S. Korea’s KakaoPay Green-lit to Offer Brokerage Services

    10/02/2020

    The FSC has granted final approval to KakaoPay allowing it to acquire Baro Investment & Securities and enter the brokerage services space.

    HSBC Provides Relief to Customers Impacted by Outbreak

    10/02/2020

    HSBC becomes the latest Hong Kong bank to announce relief measures for business owners impacted by the novel coronavirus and its effects on the economy.

    AML / KYC

    US Treasury Issues 2020 National Strategy for Combatting Illicit Finance

    10/02/2020

    The document highlights increased transparency, an improved supervisory framework for FIs, and enhanced operational capabilities as three strategic priorities for the US AML/CFT regime.

    MAS Issues Advisory to FIs Amid Higher Coronavirus Alert Level

    10/02/2020

    MAS asks financial institutions to ensure business continuity and warns that cyber threat actors are taking advantage of the novel coronavirus situation to conduct email scams, phishing and ransomware attacks.

    Securities / Derivatives

    SGX to Allow Some Issuers to Delay AGM, Audited Results

    10/02/2020

    The extension is for issuers whose principal place of business or significant operations are in China, and whose audits have been affected by coronavirus-related measures.

    Capital / Liquidity

    BIS Paper Identifies Sources of Regulatory Fragmentation in Banking

    09/02/2020

    The paper points to varying asset valuation practices, which impact measurements of banks’ regulatory capital, along with Pillar 1 and Pillar 2 implementation differences.

    Enforcement

    SFC Bulletin Shows Sponsor Conduct Still Top-of-mind

    07/02/2020

    The Regulatory Bulletin offers case studies illustrating the SFC’s key areas of concern and recent regulatory interventions in IPO applications and corporate transactions.

    AML / KYC

    EBA Consults on Revised ML/TF Risk Factors Guidelines

    07/02/2020

    The proposed changes will significantly strengthen Europe’s AML/CFT defences and foster greater convergence of supervisory practices, the EBA says.

    Securities / Derivatives

    SGX RegCo Offers Guidance as New Disclosure Rules Take Effect

    07/02/2020

    Listed companies should have robust and effective internal controls in place to assess material information requiring disclosure, says SGX RegCo chief Tan Boon Gin.

    Capital / Liquidity

    Cabinet Approves Amendments to Bring Co-op Banks Under RBI Oversight

    07/02/2020

    Under the amendments, the RBI gain powers to supersede the board of a cooperative bank under stress, with government approval.

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