Editors

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    Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

    Articles by Editors

    Securities / Derivatives

    Japan to Tighten Approval Threshold for Foreign Investment

    23/09/2019

    The stricter rules could create a significant new hurdle to investment in Japan, with foreign fund managers reportedly describing their effect as “chilling”.

    Capital / Liquidity

    Chinese Banks Rush to Issue Perpetual Bonds – Report

    23/09/2019

    Nine of China’s banks have issued perpetual bonds worth about 410 billion yuan so far, and another eight are preparing to raise another 400 billion yuan.

    Market Infrastructure

    ISDA Issues Guidance on Executing Trades on Recognised Venues

    23/09/2019

    The guides describe how cross-border trading will work following the CFTC-MAS, CFTC-FSA and EC-MAS agreements on mutual recognition of derivatives trading venues.

    Enforcement

    UPDATED – Woori, KEB Hana Likely to Compensate Investors in Risky Products

    23/09/2019

    The FSS is outlining compensation guidelines and initiating dispute mediation proceedings for investors who lost money in derivative-linked funds.

    Enforcement

    ClearView Completes Advice Remediation Programme

    20/09/2019

    Financial compensation totalling A$730,000 was offered to 215 clients who were harmed by poor advice, while another 21 clients received non-financial remediation.

    Capital / Liquidity

    Bangladesh Banks Face Capital, Provisioning Shortfalls

    20/09/2019

    Recent policies to help delinquent borrowers have incentivised good borrowers to default, leading to a rise in NPLs that is threatening to overwhelm banks.

    Fintech / Regtech

    Tencent, Alibaba Refuse to Share Data to National Credit Database

    20/09/2019

    Tencent Credit and Alibaba’s Sesame Credit hold more customer data than any of their online lending peers, but they are not providing the data to the national credit database.

    Capital / Liquidity

    Vietnam Banks Ordered to Control Loans Backed by Savings Book

    20/09/2019

    The SBV says banks may not allow borrowers to use long term savings books as collateral for loans if they have no plans to use the capital.

    Securities / Derivatives

    Thailand, Cambodia Sign MoU on Cross-Border Listings

    20/09/2019

    A working group will be formed to implement mechanisms for cross-border equity offerings, dual listings and depositary receipts between the two countries.

    Big Picture

    Financial Firms Largely Unprepared for LIBOR Transition: Survey

    19/09/2019

    Although 84% of financial firms have a formal LIBOR transition plan in place, only 18%of them describe their programmes as ‘mature’, according to a new Accenture report.

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