Enforcement

UPDATED – South Korea Cracks Down on High-Risk Derivatives Sales

14/11/2019

Penalties for mis-selling are being toughened to include fines up to 30 million won and punitive fines up to 50 percent of unfair gains. New standards for professional investors also established.

AML / KYC

Inaugural FATF Supervisors’ Forum Meets in China

14/11/2019

The Supervisors’ Forum brought together supervisors from over forty countries to discuss ways in which oversight on ML/TF risks can be enhanced.

Press Release

Regulation Asia Awards: PwC Wins Consulting Firm of the Year

14/11/2019

PwC’s consulting practice in Singapore has won the Consulting Firm of the Year category in the 2nd Regulation Asia Awards for Excellence 2019.

Press Release

Regulation Asia Awards: DTCC Wins Market Infrastructure of the Year

14/11/2019

The DTCC has been awarded Market Infrastructure of the Year in the 2nd Regulation Asia Awards for Excellence 2019.

Press Release

ACAMS Wins Compliance Training Firm of the Year Award

14/11/2019

ACAMS has been awarded Compliance Training of the Year award in the 2nd Regulation Asia Awards for Excellence 2019.

Press Release

Regulation Asia Awards: Herbert Smith Freehills Wins Law Firm of the Year

14/11/2019

Herbert Smith Freehills has been awarded Law Firm of the Year in the 2nd Regulation Asia Awards for Excellence 2019.

Press Release

Synpulse Highly Commended in Consulting Firm of the Year Category

14/11/2019

Synpulse Management Consulting was highly commended in the hotly-contested Consulting Firm of the Year category.

Press Release

Regulation Asia Awards: SGX Wins Exchange of the Year

14/11/2019

SGX has been awarded Exchange of the Year in the 2nd Regulation Asia Awards for Excellence 2019.

Press Release

Exiger Wins Highly Commended for AML/CTF Compliance Capabilities

14/11/2019

Exiger was highly commended in the hotly-contested Best Solution category for AML/CTF Compliance.