
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
Enforcement
Goldman, Gao Hua Securities Agree to $22.3m CSRC Settlement
24/04/2019
Goldman Sachs and its Chinese partner Gao Hua Securities have agreed to an administrative settlement of 150 million yuan for internal control breaches.
Market Infrastructure
Technology to ‘Transform’ a Third of Singapore Finance Jobs – Study
24/04/2019
The main effect of technology will be to “transform” jobs in the financial industry, rather than create or destroy them, says an EY study commissioned by MAS and IBF.
Market Infrastructure
China, Japan Sign Agreement to Facilitate ETF Cross-Listings
23/04/2019
The Shanghai Stock Exchange and Japan Exchange Group have signed an ETF Connectivity Agreement to streamline investment in the each other’s markets.
Securities / Derivatives
Seven Funds Get CSRC Approval for Shanghai Sci-Tech Board
23/04/2019
The first seven funds have been approved by the CSRC to invest in stocks on Shanghai’s new science and technology innovation board.
Market Infrastructure
China Delays Data-Onshoring Rules Until After US Trade Talks
23/04/2019
China’s Cyber Security Law requires firms to keep personal and ‘important data’ onshore, but uncertainties around the rules and implementation timeline remain.
Big Picture
Central Banks Call for Collective Action to Mitigate Climate Risks
23/04/2019
The Central Banks and Supervisors ‘Network for Greening the Financial System’ has published a report providing recommendations to mitigate climate-related financial risks.
Crypto / Digital Assets
Korean FIs Should Strengthen Ties with ASEAN Countries – FSS
22/04/2019
FSS first senior deputy governor Yoo Kwang-yeol in a closed door meeting told Korean financial institutions with units in Southeast Asian countries to offer more localised financial services.
Securities / Derivatives
DSE Proposes Measures to Develop Bangladesh Capital Market
22/04/2019
After a major decline in market cap since last year, Dhaka Stock Exchange has submitted proposals to the regulator to help stimulate the market.
Securities / Derivatives
China to Amend Securities Law This Year
22/04/2019
China plans to amend its securities law within this year, with an aim to strengthening investor protection and enforcement against violators.
Securities / Derivatives
China Further Loosens Restrictions on Index Futures Trading
22/04/2019
Margin requirements, intraday volume restrictions and transaction fees have all been reduced, according to a statement from the CFFEX.
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